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Advisor at APOLLON FINANCIAL, LLC
Greenville, SC | GREENVILLE, SC | MOUNT PLEASANT, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| APOLLON FINANCIAL, LLC | Independent wealth | Aug 2, 2024 | n/a | yes | Greenville, SC|MOUNT PLEASANT, SC | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 27, 2021 | n/a | yes | GREENVILLE, SC | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jul 10, 2009 | Apr 1, 2021 | no | WALTHAM, MA|GREENVILLE, SC | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 23, 1998 | Jul 13, 2009 | no | GREENVILLE, SC|GREENVILLE, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | LPL FINANCIAL LLC | Apr 1, 2021 | Apr 27, 2021 | 26 | Firm change | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | COMMONWEALTH FINANCIAL NETWORK | Jul 13, 2009 | Jul 10, 2009 | -3 | Firm change | Ibd to ibd |