DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R••••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••••• A•••••••• L•• | Other adviser | Mar 4, 2025 | n/a | yes | Pittsburgh, PA|Red Bank, NJ|SOMERVILLE, NJ | Current employment |
| L••• S••••• A•••••••• L•• | Former SEC adviser | Dec 13, 2019 | Oct 13, 2025 | no | Red Bank, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••• S••••• A•••••••• L•• | R••••••• A•••••••• L•• | Oct 13, 2025 | Mar 4, 2025 | -223 | Firm change after gap | Other |
| S•••••••• A••••••• L•• | L••• S••••• A•••••••• L•• | Dec 31, 2016 | Dec 13, 2019 |
| S•••••••• A••••••• L•• | Former SEC adviser | Jul 1, 2008 | Dec 31, 2016 | no | RARITAN, NJ|PITTSBURGH, PA|BASKING RIDGE, NJ|JERSEY CITY, NJ | Previous registration |
| I••••••••• P••••••• A•••••••• L•• | n/a | Jul 21, 2003 | Aug 28, 2008 | no | SOUTH PLAINFIELD, NJ | Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Feb 25, 2003 | May 30, 2008 | no | SOUTH PLAINFIELD, NJ|WEST ORANGE, NJ|SOUTH PLAINFIELD, NJ|WOODCLIFF LAKE, NJ|SOUTH PLAINFIELD, NJ | Previous registration |
| 1,077 |
| Firm change after gap |
| Other |
| I••••••••• P••••••• A•••••••• L•• | S•••••••• A••••••• L•• | Aug 28, 2008 | Jul 1, 2008 | -58 | Firm change after gap | Other |
| P••• A••••• S••••••••• L•• | I••••••••• P••••••• A•••••••• L•• | May 30, 2008 | Jul 21, 2003 | -1,775 | Firm change after gap | Other |