DFX Intelligence

R••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

R••••••• A•••••••• L••

CRD 173760

SOMERVILLE, NJ

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Search this name across graphsid dfx:ria:3bf740f2-0770-de94-2ab8-394438cc0166

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 1
Observed: Dec 19, 2014 to Mar 18, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

R••••••• A•••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.14 fund_share=0.0 institutional_share=0.86 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $565M••• Locked
Discretionary RAUM: $161M
Private client RAUM: $80.1Mderived••• Locked
Private client share: 14%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $141Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• E••••• S••••••••	Certified Financial Planner	Pittsburgh, PA \| SOMERVILLE, NJ	1	29	5	yes
S••••• C••• P••••	n/a	Pittsburgh, PA \| SOMERVILLE, NJ	1	38

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P•••••••• A••••••• J•••••	MANAGING MEMBER & CCO	E	yes	10/2014	Dec 19, 2014	Mar 28, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	4	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$565M	$397M	42.3%	$346M	17.7%	12	12	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
L••• S••••• A•••••••• L••	2	Oct 13, 2025	Feb 18, 2025	PITTSBURGH, PA	Team lift out	Other	1.5%

Relationships

Registered with (4)

← A•••••• J••••• P•••••••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← V•••••• E••••• Z••••Advisorregistration: current employment
Mar 4, 2025 to presentfactForm ADV
← S••••• C••• P••••Advisorregistration: current employment
Feb 18, 2025 to presentfactForm ADV
← T••••• E••••• S••••••••

Dated events

Occurred
Mar 18, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$168M
Occurred
Oct 13, 2025
Team lift-out
••• Locked
Form ADVobserved 7 days ago
2 advisors
Occurred
Mar 16, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-937M
Occurred
Dec 19, 2014
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bf740f2-0770-de94-2ab8-394438cc0166
First observed: Dec 19, 2014
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.