DFX Intelligence

Data Factory

RIA / WealthAdvisor22 years in industry

TOM ONEAL FRENCH

Advisor at GRIMES & COMPANY

WESTBOROUGH, MA | FRANKSTON, TX | SOUTHLAKE, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c43a04eb-9eec-5682-b728-7c24aaf22790

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GRIMES & COMPANY
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 28, 2004
First registration: Apr 29, 2004
Dual registered: no
Other names: NEAL FRENCH|TOM O'NEAL FRENCH|TOM O'NEAL FRENCH|TOM ONEAL FRENCH
IAPD individual key: 4762628

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GRIMES & COMPANY	Independent wealth	Mar 13, 2024	n/a	yes	WESTBOROUGH, MA\|FRANKSTON, TX\|SOUTHLAKE, TX	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 13, 2012	Jun 12, 2017	no	FORT WORTH, TX\|Lindsay, OK	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 16, 2007	Jun 12, 2017	no	WestLake, TX\|OMAHA, NE\|FORT WORTH, TX\|FORT WORTH, TX\|OMAHA, NE\|Westlake, TX\|FORT WORTH, TX\|Lindsay, OK\|JERSEY CITY, NJ	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Apr 29, 2004	May 26, 2006	no	FLOWER MOUND, TX\|FLOWER MOUND, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	GRIMES & COMPANY	Jun 12, 2017	Mar 13, 2024	2,466	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 12, 2017	Jan 13, 2012	-1,977	Channel change	Other
A. G. EDWARDS & SONS, INC.	TD AMERITRADE, INC.	May 26, 2006	Jan 16, 2007	235	Firm change	Other

Relationships

Registered with (4)

→ GRIMES & COMPANYRegistered adviserregistration: current employment
Mar 13, 2024 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 13, 2012 to Jun 12, 2017factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 16, 2007 to Jun 12, 2017factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Apr 29, 2004 to May 26, 2006factForm ADV

Dated events

No dated event names this entity yet.