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RIA / WealthAdvisor22 years in industry

WILLIAM GERARD PIERCE

Advisor at BNY MELLON ADVISORS, INC.

NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BNY MELLON ADVISORS, INC.
Current firm class: bank affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 7, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65
First exam: Nov 7, 2003
First registration: Nov 10, 2003
Dual registered: no
IAPD individual key: 4171745

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BNY MELLON ADVISORS, INC.	Bank affiliated wealth	Jan 31, 2012	n/a	yes	NEW YORK, NY	Current employment
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	Sep 1, 2011	Nov 21, 2011	no	CHICAGO, IL	Previous registration
NUVEEN FUND ADVISORS, LLC	Asset manager	Feb 6, 2009	Sep 1, 2011	no	CHICAGO, IL	Previous registration
RITTENHOUSE ASSET MANAGEMENT, INC.	n/a	Nov 10, 2003	Jan 27, 2009	no	RADNOR, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NUVEEN ASSET MANAGEMENT, LLC	BNY MELLON ADVISORS, INC.	Nov 21, 2011	Jan 31, 2012	71	Firm change	Other
NUVEEN FUND ADVISORS, LLC	NUVEEN ASSET MANAGEMENT, LLC	Sep 1, 2011	Sep 1, 2011	0	Bulk transfer	Other
RITTENHOUSE ASSET MANAGEMENT, INC.	NUVEEN FUND ADVISORS, LLC	Jan 27, 2009	Feb 6, 2009	10	Firm change	Other

Relationships

Registered with (4)

→ BNY MELLON ADVISORS, INC.Registered adviserregistration: current employment
Jan 31, 2012 to presentfactForm ADV
→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 1, 2011 to Nov 21, 2011factForm ADV
→ NUVEEN FUND ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 6, 2009 to Sep 1, 2011factForm ADV
→ RITTENHOUSE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 10, 2003 to Jan 27, 2009factForm ADV

Dated events

No dated event names this entity yet.