DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Gerard Pierce
Feed of 09/14/2026
At current firm
14 y
since Jan 31, 2012
In the industry
22 y
since Nov 7, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Bny Mellon Advisors, Inc. bank affiliated currentsince Jan 31, 2012 · New York, Ny
- Nuveen Asset Management, LLC mixed wealthSep 1, 2011 to Nov 21, 2011 · Chicago, Il
- Nuveen Fund Advisors, LLC asset managerFeb 6, 2009 to Sep 1, 2011 · Chicago, Il
- Rittenhouse Asset Management, Inc. unclassifiedNov 10, 2003 to Jan 27, 2009 · Radnor, Pa
Moves
a registration end followed by a registration begin elsewhere
- Nuveen Asset Management, LLC to Bny Mellon Advisors, Inc.left Nov 21, 2011, registered Jan 31, 2012 (71 days) · Other
- Nuveen Fund Advisors, LLC to Nuveen Asset Management, LLCleft Sep 1, 2011, registered Sep 1, 2011 (0 days) · corporate re-registration, not a move
- Rittenhouse Asset Management, Inc. to Nuveen Fund Advisors, LLCleft Jan 27, 2009, registered Feb 6, 2009 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Bank affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address