DFX Intelligence

C•••• J•••• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

C•••• J•••• K••••••••

Advisor at L•• F•••••••• L••

UNIVERSITY HEIGHTS, OH | CLEVELAND, OH

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Search this name across graphsid dfx:ria:c443659d-1d1a-4ce6-e82c-2ecf8af43d2d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 19, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 18, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 1, 2023	n/a	yes	CLEVELAND, OH\|UNIVERSITY HEIGHTS, OH	Current employment
1••• A•••••••	Former SEC adviser	Feb 3, 2020	Feb 6, 2023	no	CLEVELAND, OH\|CLEVELAND, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
1••• A•••••••	L•• F•••••••• L••	Feb 6, 2023	Feb 1, 2023	-5	Firm change	RIA to RIA
K•• I••••••••• S••••••• L••	1••• A•••••••	Feb 6, 2020	Feb 3, 2020

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 1, 2023 to presentfactForm ADV
→ 1••• A•••••••Registered adviserregistration: previous registration
Feb 3, 2020 to Feb 6, 2023factForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Aug 23, 2019 to Feb 6, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Feb 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c443659d-1d1a-4ce6-e82c-2ecf8af43d2d
First observed: Jan 19, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.