DFX Intelligence

R••••• D•••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist29 years in industry

R••••• D•••• L••

Advisor at C• A•••••••• L••

Fairfax, VA | BOSTON, MA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 7, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 17, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• A•••••••• L••	Independent wealth	May 1, 2025	n/a	yes	BOSTON, MA\|Fairfax, VA	Current employment
W••• G•••• C•••••• A•••••••	Former SEC adviser	Apr 7, 1998	May 2, 2025	no	FAIRFAX, VA\|FAIRFAX, VA\|ARLINGTON, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••• G•••• C•••••• A•••••••	C• A•••••••• L••	May 2, 2025	May 1, 2025	-1	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
111647:310873:VA:2025-05-02	May 2, 2025	May 1, 2025	ARLINGTON, VA	Firm change

Relationships

Registered with (2)

→ C• A•••••••• L••Registered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ W••• G•••• C•••••• A•••••••Registered adviserregistration: previous registration
Apr 7, 1998 to May 2, 2025factForm ADV

Dated events

Order

Occurred
2 May 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 7, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.