DFX Intelligence

B•••• L••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

B•••• L••••• C••••••••

Advisor at J••• H•••••• I••••••••• M••••••••• L••

HUDSON, OH | BOSTON, MA

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Search this name across graphsid dfx:ria:c450fdcf-7f9e-f16b-111a-37352a301e80

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• H•••••• I••••••••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Sep 27, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• H•••••• I••••••••• M••••••••• L••	Asset manager	May 28, 2019	n/a	yes	HUDSON, OH\|BOSTON, MA	Current employment
N•••••• A•••••••• L••	Bd affiliated wealth	Jul 19, 2010	May 20, 2019	no	BOSTON, MA\|HUDSON, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• A•••••••• L••	J••• H•••••• I••••••••• M••••••••• L••	May 20, 2019	May 28, 2019	8	Firm change	Other
L•••• A••••• • C•• L••	N•••••• A•••••••• L••	Jul 15, 2010	Jul 19, 2010

Relationships

Registered with (3)

→ J••• H•••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
May 28, 2019 to presentfactForm ADV
→ N•••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 19, 2010 to May 20, 2019factForm ADV
→ L•••• A••••• • C•• L••Registered adviserregistration: previous registration
Jul 24, 2002 to Jul 15, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c450fdcf-7f9e-f16b-111a-37352a301e80
First observed: Jul 24, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.