DFX Intelligence

N••••••• D•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industrynot currently registered

N••••••• D•••••• L•••••

Advisor at O••• I••••••••• M••••••••• L••

New York, NY

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Search this name across graphsid dfx:ria:c4563711-761a-ab17-2273-80bc81ff2866

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 0
Observed: Dec 7, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••• I••••••••• M••••••••• L••	Independent wealth	May 1, 2026	n/a	yes	New York, NY	Current employment
J••• H•••••• P••••••• F•••••••• S•••••••• L••	Bd affiliated wealth	Nov 3, 2023	Dec 23, 2025	no	BOSTON, MA\|Boston, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• H•••••• P••••••• F•••••••• S•••••••• L••	O••• I••••••••• M••••••••• L••	Dec 23, 2025	May 1, 2026	129	Firm change	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	J••• H•••••• P••••••• F•••••••• S•••••••• L••	May 16, 2023

Relationships

Registered with (3)

→ O••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
May 1, 2026 to presentfactForm ADV
→ J••• H•••••• P••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 3, 2023 to Dec 23, 2025factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 7, 2022 to May 16, 2023factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 17, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4563711-761a-ab17-2273-80bc81ff2866
First observed: Dec 7, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.