DFX Intelligence

T•••••• J•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

T•••••• J•••• S••••••

Advisor at O•••••••• F•••••••• S••••••• L••

Van Wert, OH | BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:c4584f6f-4fd2-4266-d9be-1b913b36b3b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 25, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••• F•••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••• F•••••••• S••••••• L••	Independent wealth	Sep 22, 2023	n/a	yes	Van Wert, OH\|BIRMINGHAM, AL	Current employment
G•••••• W••••• P•••••••• L••	Independent wealth	Oct 6, 2022	Sep 26, 2023	no	APPLETON, WI\|Van Wert, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A•••••••• P•••• I•••	Oct 3, 2023	Oct 29, 2014	-3,261	Firm change after gap	Other
G•••••• W••••• P•••••••• L••	O•••••••• F•••••••• S••••••• L••	Sep 26, 2023	Sep 22, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:170669:IN:2023-10-03	Oct 3, 2023	Oct 29, 2014	FORT WAYNE, IN	Firm change after gap
170669:322789:WI:2022-10-25	Oct 25, 2022	Oct 6, 2022	APPLETON, WI	Firm change

Relationships

Registered with (5)

→ O•••••••• F•••••••• S••••••• L••Registered adviserregistration: current employment
Sep 22, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 13, 2012 to Oct 3, 2023factForm ADV
→ G•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 6, 2022 to Sep 26, 2023factForm ADV
→ A•••••••• P•••• I•••

Dated events

Occurred
Oct 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 26, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Oct 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4584f6f-4fd2-4266-d9be-1b913b36b3b6
First observed: Jan 25, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.