DFX Intelligence

L••• D•••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

L••• D•••••• P•••••

Advisor at E•••••• P•••••••• L••

RENO, NV | Reno, NV

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Search this name across graphsid dfx:ria:c45c1829-4e91-5731-d39f-0929d5988417

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Mar 31, 2009 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

L••• D•••••• P•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 27, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• P•••••••• L••	Independent wealth	Jul 30, 2021	n/a	yes	RENO, NV\|Reno, NV	Current employment
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Mar 10, 2016	Jan 5, 2021	no	COLUMBUS, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• I••••••••• A•••••••• L••	E•••••• P•••••••• L••	Jan 5, 2021	Jul 30, 2021	206	Firm change	Ibd to RIA
N••••••••• S••••••••• L••	N••••••••• I••••••••• A•••••••• L••	Mar 21, 2016	Mar 10, 2016

Relationships

Registered with (5)

→ E•••••• P•••••••• L••Registered adviserregistration: current employment
Jul 30, 2021 to presentfactForm ADV
→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 10, 2016 to Jan 5, 2021factForm ADV
→ N••••••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 25, 2012 to Mar 21, 2016factForm ADV
→ V•••• F•••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c45c1829-4e91-5731-d39f-0929d5988417
First observed: Mar 31, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.