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RIA / WealthAdvisor20 years in industry

WALTER STEVEN LESS

Advisor at TRAJAN WEALTH, L.L.C.

SCOTTSDALE, AZ | Palm Harbor, FL

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Search this name across graphsid dfx:ria:c4609645-2984-045c-2168-0d2dffe22888

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRAJAN WEALTH, L.L.C.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 19, 2006
First registration: Nov 22, 2006
Dual registered: no
IAPD individual key: 5191948

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRAJAN WEALTH, L.L.C.	Independent wealth	Jul 27, 2026	n/a	yes	SCOTTSDALE, AZ\|Palm Harbor, FL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 25, 2018	Jul 30, 2025	no	MYRTLE BEACH, SC\|RICHMOND HILL, GA\|SAVANNAH, GA\|TAMPA, FL\|SKIDAWAY ISLAND, GA\|BAMBERG, SC\|HARDEEVILLE, SC\|WALTERBORO, SC\|DENMARK, SC\|LADY'S ISLAND, SC\|RIDGELAND, SC\|DUNEDIN, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 31, 2017	Oct 2, 2018	no	MYRTLE BEACH, SC\|CHARLESTON, SC\|CONWAY, SC\|MYRTLE BEACH, SC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 14, 2014	Feb 7, 2017	no	CONWAY, SC\|MYRTLE BEACH, SC\|SUNSET BEACH, NC\|LITTLE RIVER, SC\|NORTH MYRTLE BEACH, SC\|MYRTLE BEACH, SC\|MYRTLE BEACH, SC\|MYRTLE BEACH, SC\|SAN DIEGO, CA\|LITTLE RIVER, SC\|MYRTLE BEACH, SC\|SUNSET BEACH, NC\|CONWAY, SC	Previous registration
SORRENTO PACIFIC FINANCIAL, LLC	Former SEC adviser	Sep 14, 2011	May 16, 2014	no	MYRTLE BEACH, SC\|SAN DIEGO, CA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Sep 29, 2009	Aug 16, 2011	no	MYRTLE BEACH, SC\|CHARLOTTE, NC	Previous registration
EDWARD JONES	National bd RIA	Nov 22, 2006	May 7, 2009	no	PEACHTREE CITY, GA\|SOUTHPORT, NC\|ST LOUIS, MO\|MAHOPAC, NY\|ST LOUIS, MO\|CHERAW, SC\|DERRY, NH\|ST LOUIS, MO\|OWENSBORO, KY\|SOUTHPORT, NC\|ST LOUIS, MO\|MT VERNON, MO\|SOUTHPORT, NC\|ST LOUIS, MO\|Rockford, IL\|Calabash, NC\|RACELAND, LA\|SOUTHPORT, NC\|ST LOUIS, MO\|FORREST CITY, AR\|Goldsboro, NC\|SOUTHPORT, NC\|ST LOUIS, MO\|BOSSIER CITY, LA\|SOUTHPORT, NC\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	TRAJAN WEALTH, L.L.C.	Jul 30, 2025	Jul 27, 2026	362	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Oct 2, 2018	Sep 25, 2018	-7	Firm change	Wirehouse to RIA
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	Feb 7, 2017	Jan 31, 2017	-7	Firm change	Other
SORRENTO PACIFIC FINANCIAL, LLC	LPL FINANCIAL LLC	May 16, 2014	May 14, 2014	-2	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	SORRENTO PACIFIC FINANCIAL, LLC	Aug 16, 2011	Sep 14, 2011	29	Firm change	Other
EDWARD JONES	UVEST FINANCIAL SERVICES GROUP, INC.	May 7, 2009	Sep 29, 2009	145	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:6413:SC:2018-10-02	Oct 2, 2018	Sep 25, 2018	MYRTLE BEACH, SC	Firm change

Relationships

Registered with (6)

→ TRAJAN WEALTH, L.L.C.Registered adviserregistration: current employment
Jul 27, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 25, 2018 to Jul 30, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 31, 2017 to Oct 2, 2018factForm ADV
→ SORRENTO PACIFIC FINANCIAL, LLCRegistered adviserregistration: previous registration
Sep 14, 2011 to May 16, 2014factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Sep 29, 2009 to Aug 16, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 22, 2006 to May 7, 2009factForm ADV

Dated events

Occurred
Jul 30, 2025
Advisor changed firm
Walter Steven Less left Lpl Financial Llc for Trajan Wealth, L.L.C. (registered 2026-07-27)
Form ADVobserved 5 days ago