RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• S••••• L•••
- T••••• W•••••• L••••• independent RIA currentsince Jul 27, 2026 · Scottsdale, Az
- L•• F•••••••• L•• BD affiliatedSep 25, 2018 to Jul 30, 2025 · Myrtle Beach, Sc
- W•••• F•••• A••••••• wirehouseJan 31, 2017 to Oct 2, 2018 · Myrtle Beach, Sc
- L•• F•••••••• L•• BD affiliatedMay 14, 2014 to Feb 7, 2017 · Conway, Sc
- S••••••• P•••••• F••••••••• L•• formerSep 14, 2011 to May 16, 2014 · Myrtle Beach, Sc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedSep 29, 2009 to Aug 16, 2011 · Myrtle Beach, Sc
- E••••• J•••• national BDNov 22, 2006 to May 7, 2009 · Peachtree City, Ga
- L•• F•••••••• L•• to T••••• W•••••• L•••••left Jul 30, 2025, registered Jul 27, 2026 (362 days) · Affiliated broker-dealer or bank to independent RIA
- W•••• F•••• A••••••• to L•• F•••••••• L••left Oct 2, 2018, registered Sep 25, 2018 (-7 days) · Wirehouse to independent RIA · moved with a team
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Feb 7, 2017, registered Jan 31, 2017 (-7 days) · Other
- S••••••• P•••••• F••••••••• L•• to L•• F•••••••• L••left May 16, 2014, registered May 14, 2014 (-2 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to S••••••• P•••••• F••••••••• L••left Aug 16, 2011, registered Sep 14, 2011 (29 days) · Other
- E••••• J•••• to U•••• F•••••••• S••••••• G••••• I•••left May 7, 2009, registered Sep 29, 2009 (145 days) · Other
- W••••• S••••• L••• left L•• F•••••••• L•• for T••••• W•••••• L••••• (registered 2026-07-27)Jul 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address