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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

Peter Vincent Seriano

Advisor at PROVISE MANAGEMENT GROUP, LLC

CLEARWATER, FL

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Search this name across graphsid dfx:ria:c499491a-1719-bf73-bae3-6ea0617a6813

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROVISE MANAGEMENT GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 3, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Aug 3, 2007
First registration: May 10, 2010
Dual registered: yes, broker-dealer
Other names: PETER V SERIANO|PETE V SERIANO
IAPD individual key: 5225632

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROVISE MANAGEMENT GROUP, LLC	Independent wealth	Jul 18, 2022	n/a	yes	CLEARWATER, FL	Current employment
EDWARD JONES	National bd RIA	Feb 5, 2019	Jul 11, 2022	no	SEMINOLE, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 20, 2015	Jan 17, 2019	no	ST PERTERSBURG, FL\|TAMPA, FL\|SAINT PETERSBURG, FL\|SAINT PETERSBURG, FL\|SAINT PETERSBURG, FL\|saint, FL\|TAMPA, FL	Previous registration
DARWIN WEALTH MANAGEMENT	Independent wealth	Feb 4, 2015	Jun 15, 2015	no	TAMPA, FL	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Oct 7, 2013	Jan 30, 2015	no	LARGO, FL	Previous registration
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	May 10, 2010	Oct 4, 2013	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	PROVISE MANAGEMENT GROUP, LLC	Jul 11, 2022	Jul 18, 2022	7	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EDWARD JONES	Jan 17, 2019	Feb 5, 2019	19	Firm change	Wirehouse to ibd
DARWIN WEALTH MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 15, 2015	Aug 20, 2015	66	Firm change	Other
FIFTH THIRD SECURITIES, INC.	DARWIN WEALTH MANAGEMENT	Jan 30, 2015	Feb 4, 2015	5	Firm change	Other
T. ROWE PRICE ADVISORY SERVICES, INC.	FIFTH THIRD SECURITIES, INC.	Oct 4, 2013	Oct 7, 2013	3	Firm change	Other

Relationships

Registered with (6)

→ PROVISE MANAGEMENT GROUP, LLCRegistered adviserregistration: current employment
Jul 18, 2022 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 5, 2019 to Jul 11, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 20, 2015 to Jan 17, 2019factForm ADV
→ DARWIN WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 4, 2015 to Jun 15, 2015factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Oct 7, 2013 to Jan 30, 2015factForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
May 10, 2010 to Oct 4, 2013factForm ADV

Dated events

Occurred
Jul 11, 2022
Advisor changed firm
Peter Vincent Seriano left Edward Jones for Provise Management Group, Llc (registered 2022-07-18)
Form ADVobserved 6 days ago