RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• V•••••• S••••••
- P•••••• M••••••••• G••••• L•• independent RIA currentsince Jul 18, 2022 · Clearwater, Fl
- E••••• J•••• national BDFeb 5, 2019 to Jul 11, 2022 · Seminole, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 20, 2015 to Jan 17, 2019 · St Pertersburg, Fl
- D••••• W••••• M••••••••• independent RIAFeb 4, 2015 to Jun 15, 2015 · Tampa, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedOct 7, 2013 to Jan 30, 2015 · Largo, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedMay 10, 2010 to Oct 4, 2013 · Tampa, Fl
- E••••• J•••• to P•••••• M••••••••• G••••• L••left Jul 11, 2022, registered Jul 18, 2022 (7 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Jan 17, 2019, registered Feb 5, 2019 (19 days) · Wirehouse to affiliated broker-dealer or bank
- D••••• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 15, 2015, registered Aug 20, 2015 (66 days) · Other
- F•••• T•••• S••••••••• I••• to D••••• W••••• M•••••••••left Jan 30, 2015, registered Feb 4, 2015 (5 days) · Other
- T• R••• P•••• A••••••• S•••••••• I••• to F•••• T•••• S••••••••• I•••left Oct 4, 2013, registered Oct 7, 2013 (3 days) · Other
- P•••• V•••••• S•••••• left E••••• J•••• for P•••••• M••••••••• G••••• L•• (registered 2022-07-18)Jul 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address