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RIA / WealthAdvisor24 years in industry

BARBARA JEAN SWIATEK

Advisor at BROOKSTONE WEALTH ADVISORS, LLC

Colorado Springs, CO

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Search this name across graphsid dfx:ria:c4b031a7-51e5-3f5b-8688-bc04b8ba8fbe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE WEALTH ADVISORS, LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 5
Exams: S65
First exam: Dec 5, 2011
First registration: Jan 11, 2012
Dual registered: no
IAPD individual key: 6017197

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Jul 31, 2017	n/a	yes	Colorado Springs, CO	Current employment
USA FINANCIAL SECURITIES LLC	Independent wealth	Oct 26, 2016	Jul 31, 2017	no	Colorado Springs, CO\|ADA, MI	Previous registration
FRANKLIN CAPITAL MANAGEMENT	n/a	May 30, 2014	Dec 31, 2016	no	COLORADO SPRINGS, CO	Previous registration
SIGNATURE INVESTMENTS, INC.	Former SEC adviser	Jul 15, 2013	Feb 11, 2014	no	COLORADO SPRINGS, CO\|DAYTON, OH	Previous registration
COPPELL ADVISORY SOLUTIONS LLC	Independent wealth	Jan 14, 2013	Jul 15, 2013	no	COLORADO SPRINGS, CO	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Jan 11, 2012	Dec 21, 2012	no	COLORADO SPRINGS, CO\|WHEATON, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USA FINANCIAL SECURITIES LLC	BROOKSTONE WEALTH ADVISORS, LLC	Jul 31, 2017	Jul 31, 2017	0	Firm change	Other
FRANKLIN CAPITAL MANAGEMENT	USA FINANCIAL SECURITIES LLC	Dec 31, 2016	Oct 26, 2016	-66	Firm change after gap	Other
SIGNATURE INVESTMENTS, INC.	FRANKLIN CAPITAL MANAGEMENT	Feb 11, 2014	May 30, 2014	108	Firm change	Other
COPPELL ADVISORY SOLUTIONS LLC	SIGNATURE INVESTMENTS, INC.	Jul 15, 2013	Jul 15, 2013	0	Firm change	Other
BROOKSTONE CAPITAL MANAGEMENT LLC	COPPELL ADVISORY SOLUTIONS LLC	Dec 21, 2012	Jan 14, 2013	24	Firm change	Other

Relationships

Registered with (6)

→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jul 31, 2017 to presentfactForm ADV
→ USA FINANCIAL SECURITIES LLCRegistered adviserregistration: previous registration
Oct 26, 2016 to Jul 31, 2017factForm ADV
→ FRANKLIN CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
May 30, 2014 to Dec 31, 2016factForm ADV
→ SIGNATURE INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 15, 2013 to Feb 11, 2014factForm ADV
→ COPPELL ADVISORY SOLUTIONS LLCRegistered adviserregistration: previous registration
Jan 14, 2013 to Jul 15, 2013factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 11, 2012 to Dec 21, 2012factForm ADV

Dated events

No dated event names this entity yet.