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RIA / WealthAdvisor25 years in industry

SEAN THOMAS BELTON

Advisor at LIBERTY ONE INVESTMENT MANAGEMENT

LIBERTYVILLE, IL | Crescent Springs, KY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LIBERTY ONE INVESTMENT MANAGEMENT
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 30, 2016
First registration: Jun 5, 2001
Dual registered: no
IAPD individual key: 2470317

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LIBERTY ONE INVESTMENT MANAGEMENT	Asset manager	Oct 29, 2025	n/a	yes	LIBERTYVILLE, IL\|Crescent Springs, KY	Current employment
ORION PORTFOLIO SOLUTIONS, LLC	Former SEC adviser	Jun 30, 2016	Sep 1, 2022	no	Hebron, KY	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Dec 14, 2005	Jul 13, 2007	no	EDGEWOOD, KY\|FT. WRIGHT, KY\|EDGEWOOD, KY\|Walton, KY\|FLORENCE, KY\|EDGEWOOD, KY\|FT. WRIGHT, KY\|INDEPENDENCE, KY\|FLORENCE, KY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 5, 2001	Nov 18, 2003	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ORION PORTFOLIO SOLUTIONS, LLC	LIBERTY ONE INVESTMENT MANAGEMENT	Sep 1, 2022	Oct 29, 2025	1,154	Firm change after gap	Other
FIFTH THIRD SECURITIES, INC.	ORION PORTFOLIO SOLUTIONS, LLC	Jul 13, 2007	Jun 30, 2016	3,275	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	FIFTH THIRD SECURITIES, INC.	Nov 18, 2003	Dec 14, 2005	757	Firm change after gap	Other

Relationships

Registered with (4)

→ LIBERTY ONE INVESTMENT MANAGEMENTRegistered adviserregistration: current employment
Oct 29, 2025 to presentfactForm ADV
→ ORION PORTFOLIO SOLUTIONS, LLCRegistered adviserregistration: previous registration
Jun 30, 2016 to Sep 1, 2022factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Dec 14, 2005 to Jul 13, 2007factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 5, 2001 to Nov 18, 2003factForm ADV

Dated events

Occurred
Sep 1, 2022
Advisor changed firm
Sean Thomas Belton left Orion Portfolio Solutions, Llc for Liberty One Investment Management (registered 2025-10-29)
Form ADVobserved 6 days ago