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RIA / WealthAdvisor17 years in industry

MICHAEL JOHN STEVENS

Advisor at CAPITAL WEALTH, LLC

LEHI, UT

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Search this name across graphsid dfx:ria:c4c153a5-3bfa-4ace-0166-7ae97fa30aba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S66|S63
First exam: Sep 20, 2011
First registration: Oct 17, 2014
Dual registered: no
Other names: Mike Stevens
IAPD individual key: 5930565

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL WEALTH, LLC	Independent wealth	Dec 21, 2017	n/a	yes	LEHI, UT	Current employment
TOWNSQUARE CAPITAL, LLC	Asset manager	Aug 7, 2017	Dec 19, 2017	no	LEHI, UT\|LEHI, UT	Previous registration
ALLEGIS INVESTMENT ADVISORS, LLC	Former SEC adviser	Jan 5, 2016	Jul 5, 2017	no	LEHI, UT\|IDAHO FALLS, ID	Previous registration
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Oct 17, 2014	Jan 4, 2016	no	OREM, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TOWNSQUARE CAPITAL, LLC	CAPITAL WEALTH, LLC	Dec 19, 2017	Dec 21, 2017	2	Firm change	Other
ALLEGIS INVESTMENT ADVISORS, LLC	TOWNSQUARE CAPITAL, LLC	Jul 5, 2017	Aug 7, 2017	33	Firm change	Other
BROOKSTONE WEALTH ADVISORS, LLC	ALLEGIS INVESTMENT ADVISORS, LLC	Jan 4, 2016	Jan 5, 2016	1	Firm change	Other

Relationships

Registered with (4)

→ CAPITAL WEALTH, LLCRegistered adviserregistration: current employment
Dec 21, 2017 to presentfactForm ADV
→ TOWNSQUARE CAPITAL, LLCRegistered adviserregistration: previous registration
Aug 7, 2017 to Dec 19, 2017factForm ADV
→ ALLEGIS INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 5, 2016 to Jul 5, 2017factForm ADV
→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 17, 2014 to Jan 4, 2016factForm ADV

Dated events

No dated event names this entity yet.