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RIA / WealthAdvisor16 years in industry

ERIC ALLEN SAMS

Advisor at AXXCESS WEALTH MANAGEMENT, LLC

CARLSBAD, CA | San Diego, CA | Franklin, TN | Nolensville, TN

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Search this name across graphsid dfx:ria:c4e01bd9-f05c-4a77-b0ec-85fbc20e1af8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 26, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AXXCESS WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 23, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Apr 23, 2010
First registration: Apr 26, 2010
Dual registered: no
Other names: ERIC ALLEN SAMS|ERIC ALLEN SAMS
IAPD individual key: 5722993

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AXXCESS WEALTH MANAGEMENT, LLC	Independent wealth	Jan 4, 2022	n/a	yes	CARLSBAD, CA\|San Diego, CA\|Nolensville, TN\|Franklin, TN	Current employment
AXXCESS WEALTH MANAGEMENT, LLC	Independent wealth	May 1, 2020	Dec 31, 2021	no	San Diego, CA\|CARLSBAD, CA	Previous registration
MILLENNIAL ADVISERS, LLC.	Mixed wealth	Mar 26, 2020	Apr 30, 2020	no	NEW YORK, NY\|San Diego, CA	Previous registration
WBB SECURITIES, LLC	State registered	Jan 3, 2017	Jul 15, 2020	no	CRANFORD, NJ\|CRANFORD, NJ	Previous registration
KEYSTONE CAPITAL CORPORATION	Former SEC adviser	Mar 15, 2011	Oct 31, 2016	no	NEW YORK, NY\|SAN DIEGO, CA\|San Francisco, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 26, 2010	Mar 16, 2011	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WBB SECURITIES, LLC	MILLENNIAL ADVISERS, LLC.	Jul 15, 2020	Mar 26, 2020	-111	Firm change after gap	Other
MILLENNIAL ADVISERS, LLC.	AXXCESS WEALTH MANAGEMENT, LLC	Apr 30, 2020	May 1, 2020	1	Firm change	RIA to RIA
KEYSTONE CAPITAL CORPORATION	WBB SECURITIES, LLC	Oct 31, 2016	Jan 3, 2017	64	Firm change	Other
EQUITABLE ADVISORS, LLC	KEYSTONE CAPITAL CORPORATION	Mar 16, 2011	Mar 15, 2011	-1	Firm change	Ibd to new firm

Relationships

Registered with (5)

→ AXXCESS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 1, 2020 to Dec 31, 2021factForm ADV
→ WBB SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 3, 2017 to Jul 15, 2020factForm ADV
→ MILLENNIAL ADVISERS, LLC.Registered adviserregistration: previous registration
Mar 26, 2020 to Apr 30, 2020factForm ADV
→ KEYSTONE CAPITAL CORPORATIONRegistered adviserregistration: previous registration
Mar 15, 2011 to Oct 31, 2016factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 26, 2010 to Mar 16, 2011factForm ADV

Dated events

No dated event names this entity yet.