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Advisor at CWM, LLC
OMAHA, NE | Wheeling, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CWM, LLC | Bd affiliated wealth | May 29, 2024 | n/a | yes | Wheeling, WV|OMAHA, NE | Current employment |
| COMMONWEALTH FINANCIAL SERVICES | Independent wealth | Apr 14, 2023 | May 28, 2024 | no | Wheeling, WV|VIENNA, WV | Previous registration |
| ARBOR POINT ADVISORS | Former SEC adviser | Jun 8, 2017 | Apr 6, 2023 | no | Wheeling, WV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL SERVICES | CWM, LLC | May 28, 2024 | May 29, 2024 | 1 | Firm change | RIA to ibd |
| ARBOR POINT ADVISORS | COMMONWEALTH FINANCIAL SERVICES | Apr 6, 2023 | Apr 14, 2023 | 8 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165127:324930:WV:2023-04-06 | Apr 6, 2023 | Apr 14, 2023 | WHEELING, WV | Firm change |