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Advisor at NORTHERN LIGHTS ADVISORS, INC.
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHERN LIGHTS ADVISORS, INC. | Independent wealth | Aug 15, 2013 | n/a | yes | SEATTLE, WA | Current employment |
| Pathstone | Independent wealth | Nov 27, 2012 | Mar 4, 2013 | no | WASHINGTON, DC|ENGLEWOOD, NJ | Previous registration |
| FORTIGENT, LLC | Former SEC adviser | Oct 4, 2011 | Sep 7, 2012 | no | FORT MILL, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Pathstone | NORTHERN LIGHTS ADVISORS, INC. | Mar 4, 2013 | Aug 15, 2013 | 164 | Firm change | Other |
| FORTIGENT, LLC | Pathstone | Sep 7, 2012 | Nov 27, 2012 | 81 | Firm change | Other |