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Advisor at WELLS FARGO ADVISORS
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 17, 2016 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 21, 2007 | Oct 25, 2016 | no | PHOENIX, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 19, 2002 | Nov 23, 2007 | no | PHOENIX, AZ|PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Oct 25, 2016 | Oct 17, 2016 | -8 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Nov 23, 2007 | Nov 21, 2007 | -2 | Firm change | Wirehouse to wirehouse |