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F•••• L•••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst22 years in industrynot currently registered

F•••• L•••• P•••

Advisor at F••••••• A•••• M••••••••• L••

SHERIDAN, WY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4ff494b-aabd-162c-d40d-730e892102bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Jul 2, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• A•••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• A•••• M••••••••• L••	Mixed wealth	Mar 28, 2023	n/a	yes	SHERIDAN, WY	Current employment
R•••••• I•••••••••	Asset manager	Jul 2, 2007	Mar 8, 2022	no	SEATTLE, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• I•••••••••	F••••••• A•••• M••••••••• L••	Mar 8, 2022	Mar 28, 2023	385	Firm change	Other

Relationships

Registered with (2)

→ F••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Mar 28, 2023 to presentfactForm ADV
→ R•••••• I•••••••••Registered adviserregistration: previous registration
Jul 2, 2007 to Mar 8, 2022factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 8, 2022
Advisor changed firm
F•••• L•••• P••• left R•••••• I••••••••• for F••••••• A•••• M••••••••• L•• (registered 2023-03-28)
Form ADVobserved 7 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 18, 2026
date not stated
F•••• L•••• P••• no longer holds an investment adviser registration (last listed at F••••••• A•••• M••••••••• L•• on the 2026-09-17 feed)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4ff494b-aabd-162c-d40d-730e892102bf
First observed: Jul 2, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.