DFX Intelligence

E•••••• C••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

E•••••• C••• F•••••

Advisor at C•••••• A••••••• S•••••••• L••

Belmont, NC | DALLAS, TX

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Search this name across graphsid dfx:ria:c5192cb2-d2b5-ae7f-3da2-dacc82e9d336

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 23, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• S•••••••• L••	Independent wealth	Apr 10, 2026	n/a	yes	Belmont, NC\|DALLAS, TX	Current employment
I••••••••• A••••••• N•••••• L••	Independent wealth	Feb 27, 2024	Mar 20, 2026	no	DALLAS, TX\|Columbia, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• N•••••• L••	C•••••• A••••••• S•••••••• L••	Mar 20, 2026	Apr 10, 2026	21	Firm change	RIA to RIA
C••••• I••••••••• A••••••• L••	I••••••••• A••••••• N•••••• L••	May 19, 2023	Feb 27, 2024

Relationships

Registered with (5)

→ C•••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 10, 2026 to presentfactForm ADV
→ I••••••••• A••••••• N•••••• L••Registered adviserregistration: previous registration
Feb 27, 2024 to Mar 20, 2026factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 10, 2022 to May 19, 2023factForm ADV
→ H•••••• W•••••• I••••••••• S••••••• I•••

Dated events

Occurred
Mar 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5192cb2-d2b5-ae7f-3da2-dacc82e9d336
First observed: Jan 23, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.