DFX Intelligence

A••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A••••• C•••••• L••

CRD 159518

NEW YORK, NY

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Search this name across graphsid dfx:ria:c51ce6c1-946a-8e05-8d54-5a083739b492

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 42
Dated events: 16
On other graphs: 3
Observed: Feb 1, 2012 to Mar 30, 2026
57 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••• C•••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

A••••• C•••••• L••

Capital provider to sponsors · shared crd

Private Creditidentity

A••••• C•••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $10.0B••• Locked
Discretionary RAUM: $10.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 74

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••• C••••• O••••••••• M••••• F••• L•	Hedge Fund	$4.0B	Jun 30, 2016	603	Feb 1, 2012	dropped	021-153254
A••••• M••••••••• B••••• M••••• F••• L•	Hedge Fund	$614M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• H••••••• G• L••	GENERAL PARTNER	F	yes	01/2015	Jun 23, 2015	Aug 30, 2024
A••••• P••••••••• L•	Member	A	yes	01/2023	Mar 27, 2024	Aug 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••• C•••••• G• L••	n/a	n/a	n/a	N	yes	n/a
A••••• C••••••• G• L••	n/a	n/a	n/a	N	yes	n/a
A••••• C••••••• G• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
EAST HAMPTON	NY	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$10.0B	$7.0B	42.2%	$6.6B	14.5%	74	57	1	1

Relationships

Advises (33)

→ A••••• C••••••• I•• L•Private fundOther Private Fund, IA
Mar 30, 2026 to presentfactForm ADV
→ A••••• C••••••••• R••• E••••• F••• I•• L•Private fundOther Private Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ A••••• C••••••••• R••• E••••• M••••• F••• I•• L•Private fundPrivate Equity Fund, IA
Mar 30, 2026 to presentfactForm ADV
→ B••••••• 5•• O••••••• F•••• L••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$3.0B
Occurred
Mar 30, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 30, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$227M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c51ce6c1-946a-8e05-8d54-5a083739b492
First observed: Feb 1, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.