DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• C•••••• L••
Latest filing Mar 30, 2026
First filing on the tape Feb 1, 2012 · 57 filings
SEC status approved since Feb 6, 2012
RAUM
$10.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
74
36 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
20
reported on Schedule D
History
57 filings and snapshots on the tape
RAUM$10.0B as of Mar 30, 2026
Apr 1, 2013$2.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)74 as of Mar 30, 2026
Apr 1, 201324 then
Private funds20 as of Mar 30, 2026
Apr 1, 20134 then
RAUM +42% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $321MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.6B56%
- Investment companies$4.4B44%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 31reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
28 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• C••••• O••••••••• M••••• F••• L•no longer reported | Hedge Fund | $4.0B | 603 | Feb 1, 2012 |
| A••••• S•••••• O••••••••• S•• M••••• F•••• L• | Hedge Fund | $608M | 18 | Nov 11, 2016 |
| A••••• C••••• O••••••••• M••••• F••• L• | Hedge Fund | $531M | 373 | Aug 29, 2016 |
| A••••• S••••••••• O••••••••• M••••• F••• L• | Hedge Fund | $202M | 28 | Nov 4, 2020 |
| A••••• C••••••••• R••• E••••• F••• I•• L• | Private Equity Fund | $172M | 40 | Mar 30, 2020 |
| A••••• C••••••••• R••• E••••• D••• M••••• F••• L• | Hedge Fund | $169M | 32 | Aug 26, 2020 |
| A••••• M••••••••• B••••• M••••• F••• L• | Hedge Fund | $160M | 7 | Nov 29, 2021 |
| A••••• S••••••••• A•••••••• M••••• F•••• L• | Hedge Fund | $155M | 15 | Apr 1, 2013 |
| A••••• S•••••• O••••••••• F••• 2•••••• L•no longer reported | Hedge Fund | $122M | 34 | Feb 24, 2016 |
| A••••• R••••••••• A••••• F••• I•• L•no longer reported | Hedge Fund | $94.7M | 32 | Mar 31, 2014 |
| A••••• S•••••• O••••••••• F••• 2••••• ••••••• L•••no longer reported | Hedge Fund | $71.6M | 5 | Mar 31, 2015 |
| B••••••• 5•• O••••••• F•••• L•• | Hedge Fund | $64.3M | 1 | Feb 26, 2018 |
| A••••• P• S••••••••• C••••• F••• L• | Hedge Fund | $63.3M | 15 | Nov 19, 2015 |
| A••••• C••••••• I• L• | Hedge Fund | $60.8M | 1 | Mar 30, 2023 |
| A••••• C•• D••••••••• F•••• L• | Private Equity Fund | $59.3M | 26 | Jul 17, 2017 |
| A••••• R••••••••• A••••• F••• I• L•no longer reported | Hedge Fund | $45.4M | 27 | Apr 1, 2013 |
| E• A••••• Y•••• L•••no longer reported | Hedge Fund | $38.0M | 1 | Apr 7, 2017 |
| A••••• R••••••••• A••••• F••• I•• L•no longer reported | Hedge Fund | $32.3M | 32 | May 30, 2014 |
| A•••• I••••••• L•• | Hedge Fund | $31.4M | 1 | Aug 30, 2024 |
| A••••• P• S•••••• O••••••••• F••• 2•••••• L•no longer reported | Hedge Fund | $25.3M | 13 | May 30, 2016 |
| A••••• S•••••• O••••••••• F••• 2•••••• L•no longer reported | Hedge Fund | $20.2M | 2 | Mar 3, 2014 |
| O• 5•• M••••• F•••• L•• | Hedge Fund | $19.5M | 4 | Apr 1, 2013 |
| A••••• R••• E••••• D••• F••• I• O•••••••• C•••••• L•• ••• S••• S•••••••• F•••••• L••• | Other Private Fund | $6.1M | 19 | Aug 2, 2013 |
| L••• M•••• A••••••••• F•••• I•••no longer reported | Other Private Fund | $6.0M | 1 | Mar 30, 2016 |
| A••••• P•••••• C••••• M••••• F••• I• L• | Hedge Fund | $5.8M | 1 | Mar 30, 2023 |
| A••••• H••• C••••••••• S••••• A• A• S••••••••• S••••• O• A••••• I•• L••no longer reported | Hedge Fund | $5.1M | 9 | Aug 13, 2015 |
| G•••••• G••••• S••••• M••••• F•••• L•no longer reported | Hedge Fund | $4.2M | 5 | Mar 29, 2019 |
| A••••• S•••••• O••••••••• F••• 2•••••• L•no longer reported | Hedge Fund | $446,846 | 19 | May 30, 2014 |
Owners and control persons
Schedule A and B, latest filing
- D••••••••• C••••••• H••• · Managing Principal And Co-Ciocontrolsince 12/2010 · owns 50% to 75%
- H•••••• C••••••••• R•••••• · Cco/Coocontrolsince 04/2019 · owns less than 5%
- K••••• J•••• R••• · Chief Financial Officercontrolsince 04/2019 · owns less than 5%
- S••••••• J•••• M•••••• · General Counselcontrolsince 04/2013 · owns less than 5%
- C••••• P••••• G•••• · Partner & Head Of Business Developmentsince 01/2021 · owns 5% to 10%
- W••••••••• M••••••• L••••••• · Partner And Co-Ciosince 01/2017 · owns 10% to 25%
Entity owners
- A••••• P••••••••• L• · Memberdirect · owns 5% to 10%
- A••••• H••••••• G• L•• · General Partnerindirect · owns F of A••••• H••••••• L•
- A••••• H••••••• L• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- A••••• C•••••• G• L••bankpooled vehicle sponsorn
- A••••• C••••••• G• L••pooled vehicle sponsorn
- A••••• C••••••• G• L••pooled vehicle sponsorn
- A••••• C••••••••• R••• E••••• F••• G• I• L••bankpooled vehicle sponsorn
- A••••• C•• D••••••••• F••• G• L••bankpooled vehicle sponsorn
- A••••• P• S••••••••• C••••• F••• G• L••bankpooled vehicle sponsorn
- A••••• P••••••••• L••investment advisern
- A••••• R••• E••••• D••• F••• I• G• L••pooled vehicle sponsorn
- A••••• R••••••••• A••••• F••• I• G• L••n
- A••••• R••••••••• A••••• F••• I• G• L••n
- A••••• R••••••••• A••••• F••• I•• G• L••y
- A••••• S•••••• O••••••••• S•• M••••• F••• G• L••bankpooled vehicle sponsorn
- A••••• S••••••••• A•••••••• G• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- East Hampton, NY1 employees
What changed
consecutive filings, newest first
- Employees · 57 to 74Feb 26, 2026 to Mar 30, 2026
- Discretionary RAUM · $7.0B to $10.0BFeb 26, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $3.7B to $5.6BFeb 26, 2026 to Mar 30, 2026
- RAUM · $7.0B to $10.0BFeb 26, 2026 to Mar 30, 2026
- Accounts · 35 to 31Feb 26, 2026 to Mar 30, 2026
- Advisory employees · 20 to 36Feb 26, 2026 to Mar 30, 2026
- Pooled vehicle clients · 36 to 29Feb 26, 2026 to Mar 30, 2026
- Private funds · 18 to 20Sep 4, 2025 to Feb 26, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Sep 4, 2025
- Advisory employees · 21 to 20Feb 28, 2025 to Mar 31, 2025
- Pooled vehicle clients · 33 to 36Feb 28, 2025 to Mar 31, 2025
- Employees · 58 to 57Feb 28, 2025 to Mar 31, 2025
- Discretionary RAUM · $6.3B to $7.0BFeb 28, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $4.1B to $3.7BFeb 28, 2025 to Mar 31, 2025
- RAUM · $6.3B to $7.0BFeb 28, 2025 to Mar 31, 2025
- Private funds · 15 to 18Aug 30, 2024 to Feb 28, 2025
- Private funds · 14 to 15Aug 8, 2024 to Aug 30, 2024
- Accounts · 33 to 35Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $6.6B to $6.3BMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $5.3B to $4.1BMar 30, 2023 to Mar 27, 2024
- RAUM · $6.6B to $6.3BMar 30, 2023 to Mar 27, 2024
- Accounts · 34 to 33Nov 4, 2022 to Mar 30, 2023
- Pooled vehicle clients · 32 to 33Nov 4, 2022 to Mar 30, 2023
- Employees · 54 to 58Nov 4, 2022 to Mar 30, 2023
- Private funds · 13 to 14Nov 4, 2022 to Mar 30, 2023
- Discretionary RAUM · $7.4B to $6.6BNov 4, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $5.9B to $5.3BNov 4, 2022 to Mar 30, 2023
- RAUM · $7.4B to $6.6BNov 4, 2022 to Mar 30, 2023
- Accounts · 29 to 34Nov 29, 2021 to Mar 31, 2022
- Advisory employees · 18 to 21Nov 29, 2021 to Mar 31, 2022
- Pooled vehicle clients · 27 to 32Nov 29, 2021 to Mar 31, 2022
- Employees · 51 to 54Nov 29, 2021 to Mar 31, 2022
- Private funds · 14 to 13Nov 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $6.1B to $7.4BNov 29, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $5.3B to $5.9BNov 29, 2021 to Mar 31, 2022
- RAUM · $6.1B to $7.4BNov 29, 2021 to Mar 31, 2022
- Private funds · 13 to 14Nov 1, 2021 to Nov 29, 2021
- Accounts · 28 to 29Nov 4, 2020 to Mar 26, 2021
- Advisory employees · 17 to 18Nov 4, 2020 to Mar 26, 2021
- Advisory activities · 1 to 2Nov 4, 2020 to Mar 26, 2021
Signals
7 dated events
- A••••• C•••••• L•• reported RAUM $10.0B, up 42% from $7.0B (2026-02-26 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Richard Christopher Hughes (Cco/Coo) appeared on Schedule A of A••••• C•••••• L••May 10, 2024 · Control person joined · fact
- Albert Joseph Grogan (Chief Compliance Officer) no longer on Schedule A of A••••• C•••••• L•• (listed 2024-03-27, absent 2024-05-10)May 10, 2024 · Control person left · inference
- Ryan John Kelly (Chief Financial Officer) appeared on Schedule A of A••••• C•••••• L••May 31, 2019 · Control person joined · fact
- Allen Jody Flaws (Chief Financial Officer And Chief Operating Officer) no longer on Schedule A of A••••• C•••••• L•• (listed 2019-03-29, absent 2019-05-31)May 31, 2019 · Control person left · inference
- A••••• C•••••• L•• reported RAUM $7.5B, down 70% from $24.7B (2019-01-24 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- A••••• C•••••• L•• reported RAUM $24.7B, up 337% from $5.7B (2018-02-26 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A••••• C•••••• L•• · Independent Sponsorsshared crd · capital_provider
- A••••• C•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/A•••••-CAPITAL-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-259-0430reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026