DFX Intelligence

D••••• M••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

D••••• M••••• S••••••

Advisor at W••••••••• A••••••• P••••••• L••

West Chester, PA | WEST CHESTER, PA

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Search this name across graphsid dfx:ria:c52034e2-6a10-f66b-2a9b-2b2d0310165b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 3, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 25, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Feb 3, 2017	n/a	yes	West Chester, PA\|WEST CHESTER, PA	Current employment
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Jan 7, 2014	Jan 31, 2017	no	WEST CHESTER, PA\|MORRISTOWN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	W••••••••• A••••••• P••••••• L••	Jan 31, 2017	Feb 3, 2017	3	Firm change	Other
E•• F•••••••• A•••••••	P•••••• A•••••• G••••• L••	Aug 28, 2006	Jan 7, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
155216:171976:NJ:2017-01-31	Jan 31, 2017	Feb 3, 2017	MORRISTOWN, NJ	Firm change

Relationships

Registered with (3)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Feb 3, 2017 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Jan 7, 2014 to Jan 31, 2017factForm ADV
→ E•• F•••••••• A•••••••Registered adviserregistration: previous registration
Nov 3, 1997 to Aug 28, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c52034e2-6a10-f66b-2a9b-2b2d0310165b
First observed: Nov 3, 1997
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.