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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Marc-Anthony Richardson

Advisor at MML INVESTORS SERVICES, LLC

Glen Allen, VA

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Search this name across graphsid dfx:ria:c52d2488-5d5e-462f-ef94-a659ff6cffdf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 8, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 2, 2015
First registration: Sep 8, 2015
Dual registered: yes, broker-dealer
Other names: MARC-ANTHONY RANDELL RICHARDSON|Marc-Anthony Richardson|MARCANTHONY RICHARDSON
IAPD individual key: 6312036

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 18, 2026	n/a	yes	Glen Allen, VA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 16, 2021	Jun 3, 2026	no	FORT MILL, SC\|Glen Allen, VA\|GLEN ALLEN, VA\|RICHMOND, VA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 23, 2021	Nov 8, 2021	no	COVINGTON, KY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 18, 2018	Apr 29, 2021	no	RICHMOND, VA\|RICHMOND, VA\|RICHMOND, VA	Previous registration
EDWARD JONES	National bd RIA	Apr 21, 2017	Dec 20, 2017	no	GLEN ALLEN, VA\|ST LOUIS, MO\|RICHMOND, VA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Dec 9, 2016	Feb 6, 2017	no	Glen Allen, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 8, 2015	Dec 14, 2016	no	RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MML INVESTORS SERVICES, LLC	Jun 3, 2026	Aug 18, 2026	76	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	LPL FINANCIAL LLC	Nov 8, 2021	Nov 16, 2021	8	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 29, 2021	Jul 23, 2021	85	Firm change	Wirehouse to ibd
EDWARD JONES	WELLS FARGO ADVISORS	Dec 20, 2017	Jun 18, 2018	180	Firm change	Ibd to wirehouse
MML INVESTORS SERVICES, LLC	EDWARD JONES	Feb 6, 2017	Apr 21, 2017	74	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MML INVESTORS SERVICES, LLC	Dec 14, 2016	Dec 9, 2016	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:288590:VA:2021-04-22	Apr 29, 2021	Jul 23, 2021	RICHMOND, VA	Firm change

Relationships

Registered with (6)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Dec 9, 2016 to Feb 6, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 16, 2021 to Jun 3, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 23, 2021 to Nov 8, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 18, 2018 to Apr 29, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 21, 2017 to Dec 20, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 8, 2015 to Dec 14, 2016factForm ADV

Dated events

Occurred
Jun 3, 2026
Advisor changed firm
Marc-Anthony Richardson left Lpl Financial Llc for Mml Investors Services, Llc (registered 2026-08-18)
Form ADVobserved 6 days ago