DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••••• R•••••••••

M•• I•••••••• S•••••••• L••BD affiliatedGlen Allen, Vadual registrantIAPD 6312036

Feed of 09/14/2026

Also filed as Marc-Anthony Randell Richardson

At current firm

0 y

since Aug 18, 2026

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since Aug 18, 2026 · Glen Allen, Va
L•• F•••••••• L•• BD affiliated
Nov 16, 2021 to Jun 3, 2026 · Fort Mill, Sc
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 23, 2021 to Nov 8, 2021 · Covington, Ky
W•••• F•••• A••••••• wirehouse
Jun 18, 2018 to Apr 29, 2021 · Richmond, Va
E••••• J•••• national BD
Apr 21, 2017 to Dec 20, 2017 · Glen Allen, Va
M•• I•••••••• S•••••••• L•• BD affiliated
Dec 9, 2016 to Feb 6, 2017 · Glen Allen, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 8, 2015 to Dec 14, 2016 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to M•• I•••••••• S•••••••• L••
left Jun 3, 2026, registered Aug 18, 2026 (76 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to L•• F•••••••• L••
left Nov 8, 2021, registered Nov 16, 2021 (8 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Apr 29, 2021, registered Jul 23, 2021 (85 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
E••••• J•••• to W•••• F•••• A•••••••
left Dec 20, 2017, registered Jun 18, 2018 (180 days) · Affiliated broker-dealer or bank to wirehouse
M•• I•••••••• S•••••••• L•• to E••••• J••••
left Feb 6, 2017, registered Apr 21, 2017 (74 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••
left Dec 14, 2016, registered Dec 9, 2016 (-5 days) · Other

Signals

M••••••••• R••••••••• left L•• F•••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2026-08-18)
Jun 3, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address