DFX Intelligence

T••••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

T••••••• M••••••

Advisor at J••• M••••• S••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:c5430b27-6dca-4e0c-f59b-b4713078b348

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 22, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Feb 28, 2025	n/a	yes	Lexington, MA\|Bedford, MA\|Ashland, MA	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	May 23, 2022	Mar 3, 2025	no	STONEHAM, MA\|NO. WALTHAM, MA\|WOBURN, MA\|Woburn, MA\|WOBURN, MA\|JOHNSTON, RI\|SOMERVILLE, MA\|SOMERVILLE, MA\|LEXINGTON, MA\|JOHNSTON, RI\|Woburn, MA\|HUDSON, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	J••• M••••• S••••••••• L••	Mar 3, 2025	Feb 28, 2025	-3	Firm change	Ibd to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C••••••• S••••••••• I•••	May 4, 2022	May 23, 2022

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Feb 28, 2025 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
May 23, 2022 to Mar 3, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 22, 2019 to May 4, 2022factForm ADV

Dated events

Occurred
Mar 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5430b27-6dca-4e0c-f59b-b4713078b348
First observed: Jan 22, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.