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RIA / WealthAdvisor21 years in industry

MITCHELL LAWRENCE STEIN

Advisor at ARENA PRIVATE WEALTH

CHICAGO, IL | Pepper Pike, OH

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Search this name across graphsid dfx:ria:c545a7cd-f95b-e5b7-9757-3937b50a8509

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 12, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARENA PRIVATE WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 11, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Aug 11, 2005
First registration: Aug 12, 2005
Dual registered: no
IAPD individual key: 4928458

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARENA PRIVATE WEALTH	Independent wealth	Oct 24, 2024	n/a	yes	Pepper Pike, OH\|CHICAGO, IL	Current employment
OBJECTIVE CAPITAL MANAGEMENT, LLC	Independent wealth	Mar 1, 2019	Dec 31, 2025	no	FAIRLAWN, OH	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Jan 8, 2010	Mar 8, 2019	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CLEVELAND, OH	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 27, 2007	Jan 20, 2010	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|DEERFIELD, IL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 12, 2005	Sep 12, 2007	no	ROSEMONT, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OBJECTIVE CAPITAL MANAGEMENT, LLC	ARENA PRIVATE WEALTH	Dec 31, 2025	Oct 24, 2024	-433	Firm change after gap	Other
FIFTH THIRD SECURITIES, INC.	OBJECTIVE CAPITAL MANAGEMENT, LLC	Mar 8, 2019	Mar 1, 2019	-7	Firm change	Ibd to RIA
CITIGROUP GLOBAL MARKETS INC.	FIFTH THIRD SECURITIES, INC.	Jan 20, 2010	Jan 8, 2010	-12	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CITIGROUP GLOBAL MARKETS INC.	Sep 12, 2007	Sep 27, 2007	15	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
156013:332302:OH:2025-12-31	Dec 31, 2025	Oct 24, 2024	FAIRLAWN, OH	Firm change after gap

Relationships

Registered with (5)

→ ARENA PRIVATE WEALTHRegistered adviserregistration: current employment
Oct 24, 2024 to presentfactForm ADV
→ OBJECTIVE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 1, 2019 to Dec 31, 2025factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Jan 8, 2010 to Mar 8, 2019factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 27, 2007 to Jan 20, 2010factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 12, 2005 to Sep 12, 2007factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
Mitchell Lawrence Stein left Objective Capital Management, Llc for Arena Private Wealth (registered 2024-10-24)
Form ADVobserved 4 days ago