DFX Intelligence

P•••••• J•• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

P•••••• J•• S•••••••

Advisor at G•••• V••••• A•••••• G••••• L••

Minnetonka, MN | BERWYN, PA

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Search this name across graphsid dfx:ria:c55be627-4126-068a-21c7-2d20e1f7256f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 24, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• V••••• A•••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 29, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• V••••• A•••••• G••••• L••	Independent wealth	Aug 15, 2026	n/a	yes	BERWYN, PA\|Minnetonka, MN	Current employment
A••••••• A•••••• G••••• L••	Independent wealth	Nov 4, 2013	Dec 10, 2018	no	MOUND, MN\|CAMBRIDGE, MN\|CAMBRIDGE, MN\|Brooklyn Park, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•• A•••••••	A••••••• A•••••• G••••• L••	Sep 10, 2026	Nov 4, 2013	-4,693	Firm change after gap	Ibd to RIA
A••••••• A•••••• G••••• L••	G•••• V••••• A•••••• G••••• L••	Dec 10, 2018	Aug 15, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
115211:140393:MN:2026-09-10	Sep 10, 2026	Nov 4, 2013	BROOKLYN PARK, MN	Firm change after gap

Relationships

Registered with (3)

→ G•••• V••••• A•••••• G••••• L••Registered adviserregistration: current employment
Aug 15, 2026 to presentfactForm ADV
→ E•• A•••••••Registered adviserregistration: previous registration
Mar 24, 2009 to Sep 10, 2026factForm ADV
→ A••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Nov 4, 2013 to Dec 10, 2018factForm ADV

Dated events

Occurred
Sep 10, 2026
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c55be627-4126-068a-21c7-2d20e1f7256f
First observed: Mar 24, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.