DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• F•••••••• S••••••• L••
BURIEN, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• F•••••••• S••••••• L•• | Independent wealth | Feb 23, 2024 | n/a | yes | BURIEN, WA | Current employment |
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Nov 5, 2021 | Aug 3, 2022 | no | TACOMA, WA|GREENWOOD VILLAGE, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | S•••••• F•••••••• S••••••• L•• | Aug 3, 2022 | Feb 23, 2024 | 569 | Firm change after gap | Ibd to RIA |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | E•••••• A••••••• G••••• L•• | Jun 1, 2021 | Nov 5, 2021 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Sep 6, 2012 | Jun 1, 2021 | no | TACOMA, WA|BELLEVUE, WA|TACOMA, WA|BAINBRIDGE ISLAND, WA|LACEY, WA|RENTON, WA|TACOMA, WA|RENTON, WA|RENTON, WA|BAINBRIDGE ISLAND, WA|TACOMA, WA|BELLEVUE, WA|TACOMA, WA|PENNINGTON, NJ|SEAL BEACH, CA|PENNINGTON, NJ|SAN DIEGO, CA|PENNINGTON, NJ | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jun 6, 2012 | Aug 15, 2012 | no | TACOMA, WA | Previous registration |
| F•••••• M••••••••• L•• | Former SEC adviser | Sep 12, 2008 | Mar 19, 2012 | no | SEATTLE, WA | Previous registration |
| A••••••• C•••••• M••••••••• L• | n/a | Oct 15, 2004 | Sep 3, 2008 | no | SEATTLE, WA | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Dec 5, 2002 | Sep 23, 2003 | no | SEATTLE, WA | Previous registration |
| 157 |
| Firm change |
| Other |
| M•• F•••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Aug 15, 2012 | Sep 6, 2012 | 22 | Firm change | Other |
| F•••••• M••••••••• L•• | M•• F•••••••• S•••••••• I••• | Mar 19, 2012 | Jun 6, 2012 | 79 | Firm change | Other |
| A••••••• C•••••• M••••••••• L• | F•••••• M••••••••• L•• | Sep 3, 2008 | Sep 12, 2008 | 9 | Firm change | Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | A••••••• C•••••• M••••••••• L• | Sep 23, 2003 | Oct 15, 2004 | 388 | Firm change | Other |