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CRD 109193
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| F•••••• A•••••••• G••••• H••••••••• F•••• L• | Hedge Fund | $103M | Jul 24, 2015 | 70 | Jan 2, 2013 | dropped | 021-188268 |
| S•••••• C•••••••• F•••• L••• | Hedge Fund | $38.6M | Jun 6, 2018 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••••••• A••••• | CHIEF FINANCIAL OFFICER | Na | yes | 11/2020 | Nov 5, 2020 | Dec 5, 2022 |
| B•••••••• P•••• A••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 06/2015 | Jun 30, 2015 | Dec 5, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| S•••••• C•••••• A•••••••• L•• | n/a | Former SEC adviser | $2.1B | N | yes | n/a |
| S••••••••• W•••••••• P•••••••• L•• | n/a | Former SEC adviser | $121M | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Houston | TX | United States | 3 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $860M | $758M | 13.5% | $965M | -3.7% | 44 | 55 | 1 | 1 |
| 6 |
| Mar 30, 2017 |
| dropped |
| 021-284263 |
| S•••••• C•••••••• O••••••• F•••• L••• | Hedge Fund | $28.2M | Jun 6, 2018 | 1 | Mar 30, 2017 | dropped | 021-284265 |
| F•••••• B••••••• E••••• F••• I• L• | Hedge Fund | $14.0M | Jul 1, 2013 | 3 | Mar 1, 2012 | dropped | 021-165595 |
| F•••••• A•••••••• G••••• H••••••••• ••••••• F•••• L••• | Hedge Fund | $9.7M | Jul 24, 2015 | 10 | Jul 1, 2013 | dropped | 021-203274 |
| F•••••• E•••••••• F•••• L• | Hedge Fund | $8.8M | May 5, 2014 | 6 | Mar 1, 2012 | dropped | 021-165605 |
| CHIEF OPERATING OFFICER |
| Na |
| yes |
| 07/2017 |
| Jul 5, 2017 |
| Dec 5, 2022 |
| E•••••• W••••••• K••• | ELECTED MANAGER | F | yes | 09/2021 | Oct 2, 2018 | Dec 5, 2022 |
| E•••••• W••••••• K••• | CHIEF EXECUTIVE OFFICER | Na | yes | 09/2020 | Oct 2, 2018 | Dec 5, 2022 |
| S•••••• C•••••• M••••••••• L•• | GENERAL PARTNER | F | yes | 05/2003 | Jun 30, 2015 | Dec 5, 2022 |
| S•••••• P•••••••• L••• | Member | E | yes | 06/2015 | Jun 30, 2015 | Dec 5, 2022 |
| D•••••• D••••• L•••• | Secretary | Na | no | 11/2016 | Nov 21, 2016 | Dec 5, 2022 |
| D•••• C••••••••• J••• | ELECTED MANAGER | F | no | 01/2010 | Jun 30, 2015 | Dec 5, 2022 |
| F•••••••• J•••• P••••• | ELECTED MANAGER | F | no | 05/2012 | Jun 30, 2015 | Dec 5, 2022 |
| $860M |
| $860M |
| 44 |
| 3 |
| 1 |
| n/a |
| n/a |
| 2020 | Mar 23, 2021 | $758M | $758M | 55 | 4 | 1 | n/a | n/a |
| 2019 | Mar 26, 2020 | $896M | $896M | 75 | 7 | 1 | n/a | n/a |
| 2018 | Mar 22, 2019 | $965M | $965M | 87 | 9 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $2.4B | $2.4B | 68 | 32 | 1 | 2 | $66.8M |
| 2016 | Mar 30, 2017 | $3.1B | $3.1B | 81 | 34 | n/a | 2 | $0 |
| 2015 | Mar 29, 2016 | $3.3B | $3.3B | 76 | 18 | n/a | n/a | n/a |
| 2014 | Mar 5, 2015 | $5.2B | $5.2B | 102 | 23 | n/a | 2 | $112M |
| 2013 | Mar 10, 2014 | $5.2B | $5.2B | 98 | 22 | n/a | 3 | $56.6M |
| 2012 | Mar 11, 2013 | $5.7B | $5.7B | 100 | 22 | n/a | 3 | $29.9M |
| 2011 | Mar 1, 2012 | $5.1B | $5.1B | n/a | n/a | n/a | 5 | $47.9M |