DFX Intelligence

P••• R•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

P••• R•••••• D•••••••

Advisor at O•••• I••••••••• I•••

East Longmeadow, MA

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 0
Observed: Sep 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• I••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 20, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• I••••••••• I•••	Bd affiliated wealth	Apr 2, 2025	n/a	yes	East Longmeadow, MA	Current employment
A•••• W••••• A•••••••• L••	Independent wealth	Dec 5, 2024	Feb 4, 2025	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W••••• A•••••••• L••	O•••• I••••••••• I•••	Feb 4, 2025	Apr 2, 2025	57	Firm change	RIA to ibd
W•••• F•••• A•••••••	A•••• W••••• A•••••••• L••	Jan 12, 2024	Dec 5, 2024

Relationships

Registered with (9)

→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Oct 15, 2014 to Jun 30, 2015factForm ADV
→ A•••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 5, 2024 to Feb 4, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 8, 2023 to Jan 12, 2024factForm ADV
→ C••••••• S••••••••• I•••

Dated events

Order

Occurred
4 Feb 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
12 Jan 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
1 May 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 6, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 11 rows

Firm	Class	Began	Ended	Current	Branch	Basis
I••• S••••••••• I•••	n/a	Sep 6, 2002	May 27, 2008	no	HARTFORD, CT\|HARTFORD, CT\|GLASTONBURY, CT\|HARTFORD, CT\|SIMSBURY, CT\|AVON, CT\|EAST HARTFORD, CT\|EAST HARTFORD, CT\|BRANFORD, CT\|NEW HAVEN, CT\|AVON, CT\|WETHERSFIELD, CT	Previous registration