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Advisor at SAVANT WEALTH MANAGEMENT
ROCKFORD, IL | Atlanta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SAVANT WEALTH MANAGEMENT | Independent wealth | Mar 23, 2023 | n/a | yes | ROCKFORD, IL|Atlanta, GA | Current employment |
| CAPITAL DIRECTIONS LLC | Former SEC adviser | Oct 10, 2019 | Apr 25, 2023 | no | ATLANTA, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 7, 2013 | Sep 30, 2019 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL DIRECTIONS LLC | SAVANT WEALTH MANAGEMENT | Apr 25, 2023 | Mar 23, 2023 | -33 | Firm change after gap | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CAPITAL DIRECTIONS LLC | Sep 30, 2019 | Oct 10, 2019 | 10 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109762:107271:GA:2023-04-25 | Apr 25, 2023 | Mar 23, 2023 | ATLANTA, GA | Firm change after gap |