DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

ELISA MARIE GARIBAY

Advisor at CACHE ADVISORS LLC

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:858d5558-770e-9434-4ce3-3be85ead823d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CACHE ADVISORS LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Oct 2, 2006
First registration: Oct 20, 2006
Dual registered: yes, broker-dealer
Other names: ELISA MARIE GARIBAY|Elisa Garibay
IAPD individual key: 5154488

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CACHE ADVISORS LLC	Asset manager	May 16, 2024	n/a	yes	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Current employment
WEALTHFRONT ADVISERS LLC	Bd affiliated wealth	Jan 12, 2018	Nov 15, 2023	no	PALO ALTO, CA	Previous registration
OPES ADVISORS, INC.	Former SEC adviser	Nov 8, 2013	Jun 8, 2017	no	CUPERTINO, CA	Previous registration
WADDELL & REED	Former SEC adviser	Dec 9, 2009	Aug 2, 2010	no	SAN MATEO, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 20, 2006	Feb 20, 2008	no	REDWOOD CITY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTHFRONT ADVISERS LLC	CACHE ADVISORS LLC	Nov 15, 2023	May 16, 2024	183	Firm change	Other
OPES ADVISORS, INC.	WEALTHFRONT ADVISERS LLC	Jun 8, 2017	Jan 12, 2018	218	Firm change	Other
WADDELL & REED	OPES ADVISORS, INC.	Aug 2, 2010	Nov 8, 2013	1,194	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	WADDELL & REED	Feb 20, 2008	Dec 9, 2009	658	Firm change after gap	Other

Relationships

Registered with (5)

→ CACHE ADVISORS LLCRegistered adviserregistration: current employment
May 16, 2024 to presentfactForm ADV
→ WEALTHFRONT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 12, 2018 to Nov 15, 2023factForm ADV
→ OPES ADVISORS, INC.Registered adviserregistration: previous registration
Nov 8, 2013 to Jun 8, 2017factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Dec 9, 2009 to Aug 2, 2010factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 20, 2006 to Feb 20, 2008factForm ADV

Dated events

Occurred
Nov 15, 2023
Advisor changed firm
Elisa Marie Garibay left Wealthfront Advisers Llc for Cache Advisors Llc (registered 2024-05-16)
Form ADVobserved 5 days ago