DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cache Advisors LLC
Latest filing Jul 28, 2026
First filing on the tape Oct 7, 2022 · 18 filings
SEC status approved since Nov 16, 2022
RAUM
$962M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$160M
derived; firm RAUM over IAPD count
Employees
15
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
7
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$962M as of Jul 28, 2026
Mar 30, 2023$0 then
HNW client RAUM$0 as of Jul 28, 2026
Mar 30, 2023$0 then
State-registered IARs (5.B.3)4 as of Jul 28, 2026
Mar 30, 20230 then
Employees (5.A)15 as of Jul 28, 2026
Mar 30, 20234 then
Private funds7 as of Jul 28, 2026
Mar 20, 20241 then
RAUM +231% over the last fiscal yearIARs 2 to 4offices 0 to 2
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
- RAUM per advisor
- $160MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $137MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +231%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $962M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$962M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $962M for 7 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=3.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Srikanth (Nmn) Narayan | San Francisco, Ca | Nov 16, 2022 | 12 y | 0 |
| Elisa Marie Garibay | San Francisco, Ca | May 16, 2024 | 19 y | 4 |
| Aaron James WhiteCertified Financial Planner | Daly City, Ca | Mar 10, 2025 | 17 y | 2 |
| Rian Tony Goulart | San Francisco, Ca | Jan 20, 2026 | 12 y | 2 |
| Lulu Zamel Alaqili | New York, Ny | Jun 23, 2026 | 17 y | 0 |
| Nicholas Thomas Fontaine | Austin, Tx | Jul 28, 2026 | 11 y | 2 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 17% of current headcount2 left over 36 months
Left, latest
- Bradley James Hanus to Integrity Advisory SolutionsJul 31, 2026 · Other
- Collin Michael Schrier to Wellesley Asset Management, Inc.Nov 19, 2024 · Other
Joined, latest
- Nicholas Thomas Fontaine from Dimensional Fund Advisors LPJul 28, 2026 · Other
- Rian Tony Goulart from Dimensional Fund Advisors LPJan 20, 2026 · Other
- Aaron James White from Adero Partners, LLCMar 10, 2025 · Other
- Collin Michael Schrier from Vestmark Advisory Solutions, Inc.Oct 31, 2024 · Other
- Bradley James Hanus from Principal Asset ManagementAug 26, 2024 · Other
- Elisa Marie Garibay from Wealthfront Advisers LLCMay 16, 2024 · Other
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cache Exchange Fund - Unix - LLC | Other Private Fund | $67.4M | 62 | Sep 12, 2024 |
| Cache Exchange Fund I | Other Private Fund | $61.6M | 58 | Mar 20, 2024 |
| Cache Exchange Fund - Gnu, LLC | Other Private Fund | $35.9M | 68 | Sep 12, 2024 |
Owners and control persons
Schedule A and B, latest filing
- James Bradley Hanus · Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
- (Nmn) Srikanth Narayan · Founder And Chief Executive Officercontrolsince 01/2022 · owns less than 5%
- (Nmn) Srikanth Narayan · Founder And Chief Executive Officercontrolsince 01/2022 · owns 50% to 75% of Cache Financials, Inc.
Entity owners
- Cache Financials, Inc. · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Cache Fund Management Gp LLCpooled vehicle sponsory
- Cache Securities LLCbroker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 6 | 3 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 4, 2026private funds (Schedule D 7.B.1) moved from 4.0 to 7.0 (+75.0%) between the annual amendments of 2025-04-28 and 2026-03-04; the peer median change was 0.0% (490 comparable advisers, 97.0th percentile of changes)peers: asset managers, $500M to $1B (490) · 97% percentile
- RAUM up 50 %Change between filings · filing Mar 4, 2026RAUM (Item 5.F) moved from $290,612,638 to $962,105,612 (+231.0%) between the annual amendments of 2025-04-28 and 2026-03-04; the peer median change was +8.0% (673 comparable advisers, 99.0th percentile of changes)peers: asset managers, $500M to $1B (673) · 99% percentile
What changed
consecutive filings, newest first
- Pooled vehicle clients · 3 to 7Jul 31, 2025 to Feb 20, 2026
- Assets in custody · $291M to $962MJul 31, 2025 to Feb 20, 2026
- Employees · 13 to 15Jul 31, 2025 to Feb 20, 2026
- State-registered IARs · 2 to 4Jul 31, 2025 to Feb 20, 2026
- Other offices · 0 to 2Jul 31, 2025 to Feb 20, 2026
- Private funds · 4 to 7Jul 31, 2025 to Feb 20, 2026
- Discretionary RAUM · $291M to $962MJul 31, 2025 to Feb 20, 2026
- Pooled vehicle RAUM · $291M to $962MJul 31, 2025 to Feb 20, 2026
- RAUM · $291M to $962MJul 31, 2025 to Feb 20, 2026
- Related adviser · false to trueJul 31, 2025 to Feb 20, 2026
- Accounts · 3 to 7Jul 31, 2025 to Feb 20, 2026
- Advisory employees · 4 to 5Jul 31, 2025 to Feb 20, 2026
- Advisory activities · 1 to 4Jul 31, 2025 to Feb 20, 2026
- Financial planning clients · unset to May 19, 2025 to Jul 31, 2025
- Advisory employees · 1 to 4Sep 12, 2024 to Apr 28, 2025
- BD registered reps · 1 to 3Sep 12, 2024 to Apr 28, 2025
- Assets in custody · $168M to $291MSep 12, 2024 to Apr 28, 2025
- Employees · 4 to 13Sep 12, 2024 to Apr 28, 2025
- State-registered IARs · 0 to 2Sep 12, 2024 to Apr 28, 2025
- Private funds · 3 to 4Sep 12, 2024 to Apr 28, 2025
- Discretionary RAUM · $174M to $291MSep 12, 2024 to Apr 28, 2025
- Pooled vehicle RAUM · $174M to $291MSep 12, 2024 to Apr 28, 2025
- RAUM · $174M to $291MSep 12, 2024 to Apr 28, 2025
- Related bank · false to trueSep 12, 2024 to Apr 28, 2025
- Accounts · 1 to 3Aug 29, 2024 to Sep 12, 2024
- Pooled vehicle clients · 1 to 3Aug 29, 2024 to Sep 12, 2024
- Assets in custody · $32.0M to $168MAug 29, 2024 to Sep 12, 2024
- Private funds · 1 to 3Aug 29, 2024 to Sep 12, 2024
- Discretionary RAUM · $32.0M to $174MAug 29, 2024 to Sep 12, 2024
- Pooled vehicle RAUM · $32.0M to $174MAug 29, 2024 to Sep 12, 2024
- RAUM · $32.0M to $174MAug 29, 2024 to Sep 12, 2024
- Accounts · 0 to 1Oct 9, 2023 to Mar 20, 2024
- BD registered reps · 2 to 1Oct 9, 2023 to Mar 20, 2024
- Pooled vehicle clients · 0 to 1Oct 9, 2023 to Mar 20, 2024
- Assets in custody · unset to 32000000.0Oct 9, 2023 to Mar 20, 2024
- Custody of client assets · false to trueOct 9, 2023 to Mar 20, 2024
- Financial planning clients · 0 to unsetOct 9, 2023 to Mar 20, 2024
- Private funds · unset to 1Oct 9, 2023 to Mar 20, 2024
- Discretionary RAUM · $0 to $32.0MOct 9, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $0 to $32.0MOct 9, 2023 to Mar 20, 2024
Signals
7 dated events
- Bradley James Hanus left Cache Advisors Llc for Integrity Alliance, Llc (registered 2026-09-02)Jul 31, 2026 · Advisor changed firm · fact
- Cache Advisors Llc reported RAUM $962.1M, up 231% from $290.6M (2025-07-31 to 2026-02-20)Feb 20, 2026 · RAUM change · derived
- Cache Advisors Llc reported RAUM $290.6M, up 67% from $174.0M (2024-09-12 to 2025-04-28)Apr 28, 2025 · RAUM change · derived
- Collin Michael Schrier left Cache Advisors Llc for Wellesley Asset Management, Inc. (registered 2025-05-22)Nov 19, 2024 · Advisor changed firm · fact
- James Bradley Hanus (Chief Compliance Officer) appeared on Schedule A of Cache Advisors LlcAug 29, 2024 · Control person joined · fact
- Michael David Somers (Chief Compliance Officer) no longer on Schedule A of Cache Advisors Llc (listed 2023-07-28, absent 2023-10-09)Oct 9, 2023 · Control person left · inference
- Charlie Advisors Llc filed its initial SEC registration (Form ADV)Oct 7, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Cache Advisors LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cache-financials-increportedpublic record, Form ADV, Sep 17, 2026
- Website
- usecache.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 2137881501reportedpublic record, Form ADV, Jul 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $160Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026