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RIA / WealthAdvisorPersonal Financial Specialistdual registered (broker-dealer)40 years in industry

DAVID GEORGE SPENCE

Advisor at PALLADIUM WEALTH MANAGEMENT, LLC

Burke, VA

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Search this name across graphsid dfx:ria:c590e1d9-8ec2-9250-d09b-eb29bd64c9e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 19, 1987 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PALLADIUM WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 28, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Personal Financial Specialist
Exams: S63|S65
First exam: Feb 28, 1986
First registration: Nov 19, 1987
Dual registered: yes, broker-dealer
IAPD individual key: 1384896

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PALLADIUM WEALTH MANAGEMENT, LLC	State registered	Jan 8, 2020	n/a	yes	Burke, VA	Current employment
CAPITAL ONE INVESTING, INC.	Former SEC adviser	Jan 8, 2019	Aug 2, 2019	no	Manassas, VA	Previous registration
WEALTHCARE ADVISORY PARTNERS LLC	Bd affiliated wealth	Jul 13, 2016	Jan 7, 2019	no	Manassas, VA\|WEST CHESTER, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 30, 2004	Jan 3, 2019	no	MANASSAS, VA\|MANASSAS, VA\|MANASSAS, VA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 19, 1987	Jan 7, 2004	no	FALLS CHURCH, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ONE INVESTING, INC.	PALLADIUM WEALTH MANAGEMENT, LLC	Aug 2, 2019	Jan 8, 2020	159	Firm change	RIA to state RIA
WEALTHCARE ADVISORY PARTNERS LLC	CAPITAL ONE INVESTING, INC.	Jan 7, 2019	Jan 8, 2019	1	Firm change	RIA to RIA
LPL FINANCIAL LLC	WEALTHCARE ADVISORY PARTNERS LLC	Jan 3, 2019	Jul 13, 2016	-904	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	LPL FINANCIAL LLC	Jan 7, 2004	Jan 30, 2004	23	Firm change	Other

Relationships

Registered with (5)

→ PALLADIUM WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 8, 2020 to presentfactForm ADV
→ CAPITAL ONE INVESTING, INC.Registered adviserregistration: previous registration
Jan 8, 2019 to Aug 2, 2019factForm ADV
→ WEALTHCARE ADVISORY PARTNERS LLCRegistered adviserregistration: previous registration
Jul 13, 2016 to Jan 7, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 30, 2004 to Jan 3, 2019factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 19, 1987 to Jan 7, 2004factForm ADV

Dated events

No dated event names this entity yet.