DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David George Spence
Personal Financial Specialist
Feed of 09/14/2026
At current firm
6 y
since Jan 8, 2020
In the industry
40 y
since Feb 28, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Palladium Wealth Management, LLC state registered currentsince Jan 8, 2020 · Burke, Va
- Capital One Investing, Inc. formerJan 8, 2019 to Aug 2, 2019 · Manassas, Va
- Wealthcare Advisory Partners LLC BD affiliatedJul 13, 2016 to Jan 7, 2019 · Manassas, Va
- LPL Financial LLC BD affiliatedJan 30, 2004 to Jan 3, 2019 · Manassas, Va
- Equitable Advisors, LLC national BDNov 19, 1987 to Jan 7, 2004 · Falls Church, Va
Moves
a registration end followed by a registration begin elsewhere
- Capital One Investing, Inc. to Palladium Wealth Management, LLCleft Aug 2, 2019, registered Jan 8, 2020 (159 days) · RIA to a state-registered adviser
- Wealthcare Advisory Partners LLC to Capital One Investing, Inc.left Jan 7, 2019, registered Jan 8, 2019 (1 days) · RIA to RIA
- LPL Financial LLC to Wealthcare Advisory Partners LLCleft Jan 3, 2019, registered Jul 13, 2016 (-904 days) · Other
- Equitable Advisors, LLC to LPL Financial LLCleft Jan 7, 2004, registered Jan 30, 2004 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address