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CRD 18835
WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| SANDRA LOUISE BUBLITZ | Certified Financial Planner | WESTLAKE VILLAGE, CA | 24 | 43 | n/a | no |
| RANDALL PAUL SANADA | Certified Financial Planner | WESTLAKE VILLAGE, CA | 19 | 30 | n/a | no |
| JEFFREY THOMAS GARAGLIANO | n/a | WESTLAKE VILLAGE, CA | 18 | 28 | n/a | no |
| PATRICK KELLY MCILRATH | n/a | WESTLAKE VILLAGE, CA | 17 | 33 | 1 | no |
| HOBY DANIEL PEARCE | Certified Financial Planner | WESTLAKE VILLAGE, CA | 16 | 25 | 2 | no |
| JON ANDREW REHUREK | Certified Financial Planner | WESTLAKE VILLAGE, CA | 11 | 30 | 1 | no |
| Vance Angelo Lavizzo | Certified Financial Planner | WESTLAKE VILLAGE, CA | 6 | 15 | n/a | no |
| BENJAMIN ROSS SIMONDS | Certified Financial Planner | WESTLAKE VILLAGE, CA | 6 | 15 | n/a | no |
| CHRISTOPHER JOHN TYLER | Certified Financial Planner | WESTLAKE VILLAGE, CA | 4 | 10 | 3 | no |
| EMILY MARGARET SWAN | Certified Financial Planner | WESTLAKE VILLAGE, CA | 2 | 17 | 1 | no |
| Sean Nicholas Sottile | n/a | WESTLAKE VILLAGE, CA | 2 | 13 | n/a | no |
| CRYSTAL A LARY | n/a | Mesa, AZ | WESTLAKE VILLAGE, CA | 1 | 22 | n/a | no |
| ROBERT JOSEPH KNIGHT | n/a | WESTLAKE VILLAGE, CA | 1 | 24 | 2 | no |
| Liza Marie dela Cruz | n/a | WESTLAKE VILLAGE, CA | 1 | 22 | n/a | no |
| Anthony Roy Herreres | n/a | WESTLAKE VILLAGE, CA | 0 | 10 | n/a | no |
| SPENCER ANDREW MACCUISH | n/a | WESTLAKE VILLAGE, CA | 0 | 22 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ASSET-BACKED LENDING PARTNERS, LP | Real Estate Fund | $19.5M | Dec 19, 2013 | 71 | Sep 27, 2013 | dropped | 021-190689 |
| STRATEGIC GROWTH PORTFOLIO, LP | Hedge Fund | $10.0M | Sep 28, 2015 | 51 | Aug 28, 2012 | dropped | 021-1316055 |
| STRATEGIC INCOME PORTFOLIO, LP | Hedge Fund | $8.5M | Sep 28, 2015 | 52 | Aug 28, 2012 | dropped | 021-1291344 |
| ALTERNATIVE INVESTMENT PORTFOLIO, LP | Private Equity Fund | $5.6M | Jun 28, 2024 | 47 | Aug 28, 2012 | reported | 021-128080 |
| STABLE VALUE PORTFOLIO, LP | Hedge Fund | $5.5M | Jun 28, 2024 | 39 | Aug 28, 2012 | reported | 021-128082 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GARAGLIANO, JEFFREY, THOMAS | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2013 | Oct 11, 2013 | Jun 28, 2024 |
| SANADA, JERRY, VINCENT | Cfo | C | yes | 08/2013 | Aug 28, 2012 | Jun 28, 2024 |
| SANADA, JERRY, VINCENT | CHIEF FINANCIAL OFFICER | Na | yes | 11/1997 | Aug 28, 2012 | Jun 28, 2024 |
| SANADA, RANDALL, PAUL | President | Na | yes | 09/2022 | Aug 28, 2012 | Jun 28, 2024 |
| SANADA, RANDALL, PAUL | President | C | yes | 08/2013 | Aug 28, 2012 | Jun 28, 2024 |
| SANADA, RANDALL, PAUL | Chairman | C | yes | 07/1987 | Aug 28, 2012 | Jun 28, 2024 |
| ALLIANCE FINANCIAL GROUP, INC. | PARENT CORPORATION | E | no | 03/1991 | Aug 28, 2012 | Jun 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ABLP REALTY CAPITAL | n/a | n/a | n/a | Y | yes | n/a |
| ALLIANCE ENTRUST, INC. | n/a | n/a | n/a | Y | yes | n/a |
| ALLIANCE FINANCIAL GROUP, INC. | n/a | n/a | n/a | Y | yes | n/a |
| COMMUNE ABLP MANAGEMENT LLC | n/a | n/a | n/a | Y | yes | n/a |
| COMMUNE FUND IV MANAGEMENT, LLC | n/a | n/a | n/a | Y | yes | n/a |
| COMMUNE FUND V MANAGEMENT, LLC | n/a | n/a | n/a | Y | yes | n/a |
| COMMUNE MULTI-FAMILY MANAGEMENT, LLC | n/a | n/a | n/a | Y | yes | n/a |
| COMMUNE RESOP MANAGEMENT, LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Camarillo | CA | United States | 1 | no |
| Meridian | Id | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 30, 2026 | $687M | $393M | 21 | 14 | 4 | n/a | n/a |
| 2024 | Mar 28, 2025 | $639M | $341M | 25 | 16 | 4 | n/a | n/a |
| 2023 | Mar 26, 2024 | $608M | $330M | 25 | 16 | 6 | 2 | $11.2M |
| 2022 | Mar 17, 2023 | $454M | $205M | 20 | 14 | 2 | 2 | $11.6M |
| 2021 | Apr 30, 2022 | $357M | $202M | 21 | 16 | 1 | 2 | $12.4M |
| 2020 | Sep 25, 2020 | $321M | $145M | 18 | 13 | 1 | 2 | $12.0M |
| 2019 | Sep 25, 2019 | $245M | $123M | 20 | 13 | 2 | 2 | $14.1M |
| 2018 | Sep 27, 2018 | $218M | $122M | 16 | 12 | 2 | 2 | $14.1M |
| 2017 | Sep 28, 2017 | $201M | $99.6M | 16 | 12 | n/a | 2 | $14.2M |
| 2016 | Sep 28, 2016 | $208M | $92.3M | 15 | 9 | n/a | 2 | $14.5M |
| 2015 | Sep 28, 2015 | $199M | $84.9M | 15 | 9 | n/a | 4 | $28.6M |
| 2014 | Sep 30, 2014 | $164M | $108M | 12 | 8 | n/a | 4 | $28.8M |
| 2013 | Sep 27, 2013 | $209M | $126M | 17 | 8 | n/a | 5 | $45.4M |
| 2012 | Aug 28, 2012 | $191M | $94.8M | n/a | n/a | n/a | 4 | $29.3M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 2 | -2 | 12.5% | 0 | 0 | 0 | 3 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $687M | $639M | 7.5% | $454M | 14.8% | 21 | 25 | 4 | 4 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| DAVID S REINDERS | 2 | Sep 29, 2023 | Oct 26, 2023 | VALENCIA, CA | Team lift out | RIA to RIA | 100.0% |