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Advisor at THRIVENT ADVISOR NETWORK, LLC
NEWBURY PARK, CA | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVENT ADVISOR NETWORK, LLC | Bd affiliated wealth | Aug 18, 2026 | n/a | yes | NEWBURY PARK, CA|MINNEAPOLIS, MN | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 7, 2022 | Feb 14, 2023 | no | Westlake Village, CA | Previous registration |
| ALLIANCE ADVISORY & SECURITIES, LLC | Independent wealth | Feb 4, 2020 | Oct 4, 2022 | no | WESTLAKE VILLAGE, CA|WESTLAKE VILLAGE, CA | Previous registration |
| MUTUAL ADVISORS, LLC | Bd affiliated wealth | Feb 18, 2015 | Jan 29, 2020 | no | CAMARILLO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | THRIVENT ADVISOR NETWORK, LLC | Feb 14, 2023 | Aug 18, 2026 | 1,281 | Firm change after gap | Ibd to ibd |
| ALLIANCE ADVISORY & SECURITIES, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 4, 2022 | Dec 7, 2022 | 64 | Firm change | RIA to ibd |
| MUTUAL ADVISORS, LLC | ALLIANCE ADVISORY & SECURITIES, LLC | Jan 29, 2020 | Feb 4, 2020 | 6 | Firm change | Ibd to RIA |