DFX Intelligence

G•••••• G••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

G•••••• G••••• M•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Maple Valley, WA | RENTON, WA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 12, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Feb 24, 2014	n/a	yes	RENTON, WA\|Maple Valley, WA	Current employment
V••• W••••• M••••••••• L••	Former SEC adviser	Mar 8, 2010	Aug 27, 2012	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• W••••• M••••••••• L••	A••••••••• F•••••••• S•••••••• L••	Aug 27, 2012	Feb 24, 2014	546	Firm change after gap	Other
C•••••••• M••••••••• G••••	V••• W••••• M••••••••• L••	Mar 27, 2006	Mar 8, 2010

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 24, 2014 to presentfactForm ADV
→ V••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 8, 2010 to Aug 27, 2012factForm ADV
→ C•••••••• M••••••••• G••••Registered adviserregistration: previous registration
Dec 6, 2004 to Mar 27, 2006factForm ADV
→ T• A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 13, 2004
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.