D••••• R• R••••

Advisor at E•• F•••••••• A•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c5eb9b3d-9e66-733e-3ac1-2945a07c90db

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Feb 14, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 9, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• F•••••••• A•••••••	Independent wealth	Jan 22, 2024	n/a	yes	WHITEHALL, PA\|LATHAM, NY\|NEW YORK, NY	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Jul 27, 2022	Jan 31, 2024	no	ALLENTOWN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	E•• F•••••••• A•••••••	Jan 31, 2024	Jan 22, 2024	-9	Firm change	Ibd to RIA
E•••• S••••••••• L••	P••• A••••• S••••••••• L••	Jul 5, 2022	Jul 27, 2022

Relationships

Registered with (8)

→ E•• F•••••••• A•••••••Registered adviserregistration: current employment
Jan 22, 2024 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 27, 2022 to Jan 31, 2024factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Jul 18, 2018 to Jul 5, 2022factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••

Dated events

Occurred
Jan 31, 2024
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 5, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5eb9b3d-9e66-733e-3ac1-2945a07c90db
First observed: Feb 14, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.