DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Daniel R Reitz

Esi Financial Advisorsindependent RIAWhitehall, Pa dual registrantIAPD 2031009

Feed of 09/15/2026

Also filed as Daniel Richter Reitz

At current firm

2 y

since Jan 22, 2024

In the industry

34 y

since Jul 9, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Esi Financial Advisors independent RIA current
since Jan 22, 2024 · Whitehall, Pa
Park Avenue Securities LLC BD affiliated
Jul 27, 2022 to Jan 31, 2024 · Allentown, Pa
Eagle Strategies LLC BD affiliated
Jul 18, 2018 to Jul 5, 2022 · Forty Fort, Pa
Stifel, Nicolaus & Company, Incorporated national BD
Nov 13, 2017 to Jul 9, 2018 · Center Valley, Pa
Cuso Financial Services, L.P. former
Jun 2, 2017 to Dec 1, 2017 · Harrisburg, Pa
Private Advisor Group, LLC BD affiliated
Jan 11, 2017 to Jun 2, 2017 · Allentown, Pa
Beirne. other
Jan 17, 2014 to Nov 22, 2016 · Allentown, Pa
Morgan Stanley wirehouse
Feb 14, 2011 to Jan 23, 2014 · Allentown, Pa

Moves

a registration end followed by a registration begin elsewhere

Park Avenue Securities LLC to Esi Financial Advisors
left Jan 31, 2024, registered Jan 22, 2024 (-9 days) · Affiliated broker-dealer or bank to independent RIA
Eagle Strategies LLC to Park Avenue Securities LLC
left Jul 5, 2022, registered Jul 27, 2022 (22 days) · Affiliated broker-dealer or bank to another
Stifel, Nicolaus & Company, Incorporated to Eagle Strategies LLC
left Jul 9, 2018, registered Jul 18, 2018 (9 days) · Affiliated broker-dealer or bank to another
Cuso Financial Services, L.P. to Stifel, Nicolaus & Company, Incorporated
left Dec 1, 2017, registered Nov 13, 2017 (-18 days) · Affiliated broker-dealer or bank to another
Private Advisor Group, LLC to Cuso Financial Services, L.P.
left Jun 2, 2017, registered Jun 2, 2017 (0 days) · Other
Beirne. to Private Advisor Group, LLC
left Nov 22, 2016, registered Jan 11, 2017 (50 days) · Other
Morgan Stanley to Beirne.
left Jan 23, 2014, registered Jan 17, 2014 (-6 days) · Other

Signals

Daniel R Reitz left Park Avenue Securities Llc for Esi Financial Advisors (registered 2024-01-22)
Jan 31, 2024 · Advisor changed firm · fact
Daniel R Reitz left Eagle Strategies Llc for Park Avenue Securities Llc (registered 2022-07-27)
Jul 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address