DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at APTUS CAPITAL ADVISORS, LLC
Grapevine, TX | FAIRHOPE, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| APTUS CAPITAL ADVISORS, LLC | Independent wealth | Nov 17, 2020 | n/a | yes | Grapevine, TX|FAIRHOPE, AL | Current employment |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Apr 11, 2013 | Dec 10, 2018 | no | FORT WORTH, TX|Southlake, TX | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Apr 11, 2013 | Oct 30, 2020 | no | SAN DIEGO, CA|CHICAGO, IL|FORT WORTH, TX|Southlake, TX|San Diego, CA | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Aug 25, 2010 | Aug 29, 2011 | no | ADDISON, TX|COPPELL, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE, INC. | APTUS CAPITAL ADVISORS, LLC | Oct 30, 2020 | Nov 17, 2020 | 18 | Firm change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Dec 10, 2018 | Apr 11, 2013 | -2,069 | Bulk transfer | Other |
| HORNOR, TOWNSEND & KENT, LLC | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Aug 29, 2011 | Apr 11, 2013 | 591 | Firm change after gap | Other |