DFX Intelligence
Data Factory
Reading the graph
Reading the graph
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Advisor at O••••••• B•• W••••• P•••••••
PARSIPPANY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••••• B•• W••••• P••••••• | Independent wealth | Feb 27, 2025 | n/a | yes | PARSIPPANY, NJ | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 24, 2025 | Feb 21, 2025 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | O••••••• B•• W••••• P••••••• | Feb 21, 2025 | Feb 27, 2025 | 6 | Firm change | Ibd to RIA |
| O•••• F•• I••• | O•••• W•••••• I••• | Jan 24, 2025 | Jan 24, 2025 |
| O•••• F•• I••• | Former SEC adviser | Mar 31, 2017 | Jan 24, 2025 | no | Philadelphia, PA|HARTFORD, CT|FORT WAYNE, IN | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 23, 2009 | Mar 20, 2017 | no | FAIRFIELD, CT|NEW HAVEN, CT|RIDGEFIELD, CT|GLASTONBURY, CT|NEW HAVEN, CT|FAIRFIELD, CT|STAMFORD, CT|WORCESTER, MA|SPRINGFIELD, MA|HARTFORD, CT|NEW HAVEN, CT|GUILFORD, CT|GUILFORD, CT|WORCESTER, MA|SPRINGFIELD, MA | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Dec 17, 2007 | Oct 23, 2009 | no | HARTFORD, CT|HARTFORD, CT|NEW HAVEN, CT | Previous registration |
| C••••••••• I••••••••• M••••••••• | n/a | Apr 12, 2007 | Jan 29, 2008 | no | HARTFORD, CT | Previous registration |
| N••••••••• I••••••••• I••• | n/a | Jan 19, 2005 | Apr 5, 2007 | no | NEW HAVEN, CT|NEW HAVEN, CT|EAST WINDSOR, CT|EAST WINDSOR, CT | Previous registration |
| Bulk transfer |
| Ibd to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | O•••• F•• I••• | Mar 20, 2017 | Mar 31, 2017 | 11 | Firm change | Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| C••••••••• I••••••••• M••••••••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Jan 29, 2008 | Dec 17, 2007 | -43 | Firm change after gap | Other |
| N••••••••• I••••••••• I••• | C••••••••• I••••••••• M••••••••• | Apr 5, 2007 | Apr 12, 2007 | 7 | Firm change | Other |