DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P••••••• A•••••••• L••
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••••••• A•••••••• L•• | Independent wealth | Feb 13, 2024 | n/a | yes | SAN FRANCISCO, CA | Current employment |
| F•••• T•••• W••••• A••••••• L•• | Mixed wealth | Dec 15, 2022 | Nov 15, 2023 | no | SAN FRANCISCO, CA|CINCINNATI, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• T•••• W••••• A••••••• L•• | P••••••• A•••••••• L•• | Nov 15, 2023 | Feb 13, 2024 | 90 | Firm change | Other |
| C•• C•••••• M••••••••• I•• | F•••• T•••• W••••• A••••••• L•• | Jun 9, 2011 | Dec 15, 2022 |
| C•• C•••••• M••••••••• I•• | n/a | Mar 1, 2010 | Jun 9, 2011 | no | n/a | Previous registration |
| T•••••••• W••••• A••••••• | n/a | Oct 10, 2005 | Apr 13, 2010 | no | SAN RAFAEL, CA | Previous registration |
| 4,207 |
| Firm change after gap |
| Other |
| T•••••••• W••••• A••••••• | C•• C•••••• M••••••••• I•• | Apr 13, 2010 | Mar 1, 2010 | -43 | Firm change after gap | Other |