RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• A••• S••••••
- P••••••• A•••••••• L•• independent RIA currentsince Feb 13, 2024 · San Francisco, Ca
- F•••• T•••• W••••• A••••••• L•• mixed wealthDec 15, 2022 to Nov 15, 2023 · San Francisco, Ca
- C•• C•••••• M••••••••• I•• unclassifiedMar 1, 2010 to Jun 9, 2011
- T•••••••• W••••• A••••••• unclassifiedOct 10, 2005 to Apr 13, 2010 · San Rafael, Ca
- F•••• T•••• W••••• A••••••• L•• to P••••••• A•••••••• L••left Nov 15, 2023, registered Feb 13, 2024 (90 days) · Other
- C•• C•••••• M••••••••• I•• to F•••• T•••• W••••• A••••••• L••left Jun 9, 2011, registered Dec 15, 2022 (4207 days) · Other
- T•••••••• W••••• A••••••• to C•• C•••••• M••••••••• I••left Apr 13, 2010, registered Mar 1, 2010 (-43 days) · Other
- S••• A••• S•••••• left F•••• T•••• W••••• A••••••• L•• for P••••••• A•••••••• L•• (registered 2024-02-13)Nov 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address